The KnowledgeLeader Blog

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Thu, Mar 12, 2020 @ 3:45 am

Important Roles You Need to Be Aware of During Enterprise Risk Management

The chief audit executive (CAE) and internal audit can play one or more of the following roles in conjunction with the implementation of enterprise risk management (ERM).   Educator: Many senior exec...

Mon, Oct 29, 2012 @ 12:00 am

Risks Associated with Data Integrity and Management Best Practices

Failure to manage data integrity risk can have the following impact: Authorization, completeness, and accuracy of transactions may be incorrect as they are entered, processed, summarized, and reporte...

Thu, Apr 02, 2020 @ 2:15 am

Risk Oversight: How to be Aware of Emerging Business Risks

Given the dynamic environment, the audit committee should take a close look at the company’s risk profile at least annually. Ideally, this review should be supported by an updated risk assessment by man...

Fri, Mar 27, 2020 @ 5:15 am

What You Need to Build Remarkable Partnerships With the IT Organization

The strength of the partnership between IT audit and the IT organization is a significant differentiator in the overall success of IT projects and IT audit effectiveness, our research shows. We asked c...

Thu, Mar 19, 2020 @ 4:45 am

Segregation of Duties: Key Facts You Need to Know

Segregation of duties (SoDs) is an important concept to internal control frameworks, financial reporting and regulatory compliance, including the Sarbanes-Oxley Act (SOX). It is a component of an effect...

Mon, Mar 16, 2020 @ 11:00 pm

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detection systems, the demand for additional operational oversight, increased regulatory scrutiny an...

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