Search results: 1026 matching results for ""

Accounts Payable Process Flow

This process flow focuses on vendor management, purchase requisition/PO approval covering non-inventory approval and inv...
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Credit Risk Policy

This policy outlines a set of procedures governing credit risk for a company. It also formalizes the company credit risk...
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Financial Institution Security Audit Work Program

This work program helps to assess the quantity of risk and the effectiveness of the institution’s risk management proces...
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Confidentiality Policy

This tool includes three sample policies that highlight guidelines and procedures for maintaining the confidentiality of...
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Manage Government Relations Key Performance Indicators (KPIs)

The process of managing government relations offers a number of best practices that leading companies use to influence g...
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Customer Credit Policy

The following sample outlines a set of policies and procedures for the credit hold and release process, the ongoing cred...
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Accounts Payable Activity Questionnaire

The accounts payable function facilitates the payments for goods provided and services rendered by vendors. This questio...
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IT Performance Risk Key Performance Indicators (KPIs)

IT performance risk is the risk that a company’s IT infrastructure will be unable to perform at required levels due to i...
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Audit Report Rating Memo

The purpose of rating audit findings is to provide management with a clear picture of the significance of control defici...
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UNIX Security Audit Work Program

This work program outlines steps for performing an audit of the security of systems running the UNIX operating system. I...
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Information Security Risk Assessment Questionnaire

This questionnaire is designed to assist with reviewing and documenting the risk profile of your organization’s informat...
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Audit Work Paper Quality Review Checklist

This tool provides questions to consider while reviewing the quality of audit work papers. Sample review questions inclu...
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Payroll Process Flow: Sample 3

This process flow focuses on the payroll process, covering the following: headcount requests, personnel requisitions and...
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Accounting for Goodwill Policy

The primary goal of this policy is to help document a company’s process and procedures for accounting for goodwill under...
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Employee Bonus Process Flow

This sample flowchart defines the process for implementing an employee bonus program. Samples steps in this process incl...
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Benchmark Performance Key Performance Indicators (KPIs)

Business professionals may glean considerable insight on benchmarking and best practices from a growing number of books ...
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Accounts Receivable, Credit and Collections Questionnaire

The accounts receivable, credit and collections process covers activities related to dealing with money owed to an organ...
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Compliance Overview Questionnaire: Employee and Employer Rights

This tool provides an overview, key risks, expected key controls and questions to consider for the employee and employer...
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Investment Management Firm Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit at an investment management fi...
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Foreign Corrupt Practices Act (FCPA) Audit Work Program

This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977 (FCPA)...
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Alcohol and Other Drugs Policy

The following is a sample policy statement for use of alcohol and other drugs in the workplace. According to this policy...
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Cash Account Transaction & Approval Policy

This sample policy directs company employees in regard to certain cash control activities, including the establishment o...
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Employee Expense Reporting Policy

This policy establishes standard procedures for the auditing of expense reimbursements submitted by employees. It calls ...
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