Search results: 48 matching results

Merger and Integration Memo

This memo outlines a project to document a company’s finance and accounting processes, as well as to identify the system...
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SOX Year-End Update Testing Memo

This memo defines the process a company uses to update testing of internal controls for Sarbanes-Oxley compliance purpos...
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Sarbanes-Oxley Section 404 Project Conclusion Memo

This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
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Sarbanes-Oxley Testing Strategy Memo

This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
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Financial Elements and Business Process Prioritization Memo

This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
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Process-Level Documentation Requirements Memo

This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
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Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.
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Entity-Level Controls Memo

This memo outlines a process for reviewing entity-level controls.
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Accounts Receivable Collections Confirmation Memo

This memo can be sent to guarantors in order to confirm collection accounts.
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Sarbanes-Oxley Spreadsheet Controls Memo

This is a sample email sent by the process owner to finance staff regarding the documentation of controls over spreadshe...
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Mobile Device Procurement Memo

This memo outlines an internal audit review of an organization's mobile device procurement process.
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Data Breach Notification Memo

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and expla...
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Sarbanes-Oxley Act Project Approach Memo

The purpose of this memo is to document management’s approach for the current financial year's Sarbanes-Oxley compl...
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Remote Locations Audit Planning Memo

This memo outlines an organization's remote location audit approach.
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Sarbanes-Oxley Multiple Locations Scoping Memo

This memo outlines the analysis performed by a company to determine the scope of internal control documentation and test...
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Audit Report Rating Memo

This memo outlines a system to use when rating individual audit findings and overall audit reports.
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Internal Audit Project Administration Memo

This memo documents a company’s approach to administering and supervising internal audit work completed by department pe...
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Procurement Card Internal Audit Planning Memo

This procurement card internal audit planning memorandum documents the audit approach and scope.
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Enterprise Accounting System Post-Implementation Review Memo

This review focuses on the configurable application controls, application security, and segregation of duties for the ac...
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Delegated Entity Review Memo

This memo focuses on IT SOX readiness procedures for an application, testing change management, computer operations and ...
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Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
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SOX IT Testing Planning Memo

This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
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Compliance and Regulation Management Review Memo

This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance ...
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Journal Entry Review Planning Memo

This sample memo includes a review of policies, procedures and internal controls currently in place regarding the proces...
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