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Top Priorities for Internal Audit in Financial Services Organizations 2017

This survey report assesses current skill levels of internal audit professionals and identifies areas being targeted for...
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Is Your Strategy Focused on Digital?

In this edition, Protiviti discusses four important activities for organizations to consider as they contemplate what di...
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Top Risks for 2018: Disruptive Innovation, Resistance to Change

This article shares some of the top risks identified in Protiviti and North Carolina State University’s ERM Initiative’s...
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The FRA2ME Methodology: Six Simple Ways to Solve BI User Adoption

This article illustrates the FRA2ME methodology and how it helps organizations delineate between information and insight...
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Top Risks for 2018: Financial Services Industry Group Results

Regulatory pressures continue to be top-of-mind for financial services firms as regulatory change and scrutiny again top...
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Top Risks for 2018: Consumer Products and Services Industry Group Results

This report charts and summarizes the top risks stated from executives in the consumer products and services industry in...
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The Top Global Risks for 2018

This issue of Board Perspectives: Risk Oversight provides a context for understanding the most critical uncertainties co...
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GDPR: Strict New EU Data Privacy Rules Have Global Reach

The new GDPR law, scheduled to become effective May 25, 2018, introduces strict rules for the protection of the personal...
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Validating AML Models Under the NYDFS Part 504 AML Requirement

NYDFS Part 504 became effective on January 1, 2017 and requires the first annual submissions of compliance findings to t...
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A “Regulatory Backdrop” for OCC’s Risk Culture Internal Audit

The Options Clearing Corporation (OCC), founded in 1973, is the world’s largest equity derivatives clearing organization...
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2018 Audit Committee Agenda: Financial Reporting Risks

Protiviti has identified eight audit committee agenda priorities for 2018, half of which focus on financial reporting ri...
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Digitalization Expands Audit Scope Into New Territory

Organizations across industries are racing to migrate analog approaches to customers, products, services and operating m...
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Wealth 2022: Wealth and Asset Management Firms Need to Get the Trust Equation Right When Going Digital

This article summarizes some of the key points made at a Protiviti media breakfast in London talking about the impact of...
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Sustaining an Innovation Culture in the Digital Age

Digital transformation is disrupting entrenched incumbents and even whole industries. This issue of Board Perspectives: ...
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Security Advisory: Hackers Target Remote Email Access

As organizations look for workable ways to accommodate an increasingly mobile work force with remote access to email, ha...
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Trade, Populism and the Price of Progress: How Is Your Industry Adjusting?

In developed countries, jobs involving routine tasks are increasingly replaced by technology, leading to job displacemen...
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An Involved and Agile IT Audit Function Is Key to Cybersecurity

This article lists some questions for you to consider as you seek greater IT audit agility to manage cybersecurity and a...
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AI in AML, Consumer Protection Developments Interview

This interview features Christine Bucy of Protiviti’s Risk and Compliance practice and Steven Stachowicz to discuss the ...
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Don’t Squash the Butterfly: Three Steps to Technology Acquisition Success

Mature companies acquiring technology companies need to take steps to preserve the unique success characteristics that m...
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The Labor Model for Finance in the Digital Age

As businesses transform, a profound ripple effect is created throughout the enterprise, especially within finance and ac...
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