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Hotel Audit Work Program

This sample audit program provides general steps organizations should take when performing a hotel audit.

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Topics: Internal Audit, Hospitality/Gaming Industry, Payroll, Sales Process & Marketing, Supply Chain, Audit Planning, Audit Testing

Executive Compensation Audit Work Program

This tool contains two sample work programs that provide general steps organizations can use during the executive compen...

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Topics: Compensation & Benefits, Human Resources, Payroll, Audit Committee & Board, Audit Testing, Enterprise Resilience

Remote Site Visit Audit Work Program

This sample contains two work programs that provide general steps organizations can use during a remote site audit.

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Topics: Cross Border & Non-US Issues, Internal Audit, Internal Controls, Payroll, Accounting/Finance, Accounts Payable & Purchasing, Audit Testing, Enterprise Resilience

Payroll Review Audit Report

This sample report can be used by auditors to conduct and analyze an organization's payroll process audit.

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Topics: Compensation & Benefits, Human Resources, Payroll, Audit Reporting, Segregation of Duties

Back-Office Process Optimization Report

This document contains two sample audit reports that can be used by auditors to learn how other organizations performed ...

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Topics: Accounting/Finance, Accounts Receivable, Accounts Payable & Purchasing, Payroll, Audit Reporting, Budgeting, Expense Reporting, Fixed Assets, Risk Assessment

Company Holiday Policy (United States)

This tool contains two policies that establish guidelines and procedures an organization can follow when defining employ...

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Topics: Internal Controls, Human Resources, Payroll, Compensation & Benefits, Compliance

Equal Employment Opportunity Policy

This tool contains two policies that establish guidelines and procedures an organization can follow for understanding an...

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Topics: Internal Controls, Human Resources, Laws & Regulations, Payroll, Compensation & Benefits

Equity Compensation Review Audit Report

This document contains two sample audit reports that can be used by auditors for assessing and reviewing an organization...

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Topics: Accounting/Finance, Audit Reporting, Compensation & Benefits, Financial Reporting, Human Resources, Internal Audit, Payroll, IT Controls, Internal Controls

Commissions Audit Work Program

The objective of these three sample work programs is to comprehend and assess the steps involved in the processing of sa...

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Topics: Internal Audit, Sales Process & Marketing, Compensation & Benefits, Accounting/Finance, Payroll, Audit Testing

Expenditure Cycle Audit Work Program

This document provides two sample audit work programs for reviewing the expenditure cycle, with one leveraging computer ...

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Topics: Internal Audit, Expense Reporting, Human Resources, Payroll, Accounts Payable & Purchasing, Audit Testing

Payroll/Human Resources Audit Work Program

This tool contains two sample work programs that outline general steps organizations can use for managing and reviewing ...

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Topics: Audit Planning, Payroll, Human Resources, Internal Audit, Audit Testing

Charters

Compensation Committee Charter

This document contains three samples that provide guidelines for creating an organization's compensation committee ...

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Topics: Compensation & Benefits, Corporate Governance, Payroll, Human Resources, Governance Risk & Compliance

Travel Review Audit Work Program

This sample audit program provides general steps to use during an organization’s travel review process.

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Topics: Internal Audit, Internal Controls, Expense Reporting, Accounting/Finance, Human Resources, Payroll, Accounts Payable & Purchasing, Vendor Management, Audit Testing

Payroll Data Analytics Audit Report

This sample audit report can be used by auditors reviewing and validating an organization’s payroll and procurement data...

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Topics: Audit Reporting, Payroll, Human Resources, Audit Testing, Audit Committee & Board, Risk Assessment, Internal Controls, Data Analytics

Paid Time Off Policy

This tool contains two sample policies that establish standards associated with providing time off with compensation to ...

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Topics: Payroll, Human Resources, Compensation & Benefits, Culture, Internal Controls

HIPAA PHI Policy

This sample contains eight policies that outline procedures governing the handling of protected health information (PHI)...

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Topics: Human Resources, Payroll, Compliance, Corporate Governance, Laws & Regulations, Risk Assessment, Governance Risk & Compliance, Privacy

Risk Assessment and Internal Audit Plan

This tool contains three sample reports that detail results from an annual risk assessment designed to help organization...

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Topics: Audit Planning, Cash & Treasury, Intellectual Property, Payroll, Accounts Payable & Purchasing, Supply Chain, Internal Audit, Audit Committee & Board, Governance Risk & Compliance, Risk Assessment, Strategic Risk, Section 404-Internal Control Reporting

Checklists & Questionnaires

Site Review Audit Report

This document contains three sample reports that can be used by auditors to learn how other organizations facilitated a ...

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Topics: Audit Reporting, Accounting/Finance, Expense Reporting, Financial Reporting, Payroll, Revenue, Inventory & Materials Management, Compliance, Internal Audit

Process Flows

Close-the-Books Process Flow

This tool includes two sample process flows that can be used as a general guide to understanding, reviewing and mapping ...

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Topics: Accounting/Finance, Accounts Receivable, Close the Books, Financial Reporting, Journal Entries, Payroll, Accounts Payable & Purchasing

Guides

Fraud Detection Guide

This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.

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Topics: Accounting/Finance, Accounts Receivable, Payroll, Fraud, Culture, Investigations/Forensics, Internal Audit, Internal Controls

Process Flows

Payroll Process Flow

This process flow can be used as a general guide to understand and review the steps in an organization’s payroll process...

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Topics: Accounting/Finance, Accounts Receivable, Compensation & Benefits, Human Resources, Payroll, Accounts Payable & Purchasing, Compliance

Compliance Overview Questionnaire

This tool contains 24 sample questionnaires that provide organizations with key risks, expected key controls and questio...

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Topics: Human Resources, Payroll, Performance Management/Measurement, Audit Committee & Board, Compliance, Laws & Regulations, Culture