Search results: 20 matching results

Internal Audit to Play a Leading Role in Tax Evasion Prevention

This article explains how internal audit can help secure the organization against liability and outlines Protiviti’s fou...
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Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies

In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
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Tax Compliance Process Internal Control Questionnaire

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
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Tax Compliance Process Report

This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
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Procure-to-Pay Scoping Questionnaire

This sample questionnaire can be used to assess the processes associated with procure-to-pay management.
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International Site Visit Audit Work Program

The purpose of this work program is to document general procedures to be followed when embarking upon an audit of an int...
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Stock Administration Audit Work Program

This work program focuses on the internal responsibilities of corporate stock program administration.
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Document Retention Program Policy

In this document, we provide two sample policies that establish definitions, guidelines and procedures an organization s...
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Fraud Indicators: Financial Performance Key Performance Indicators (KPIs)

This tool contains fraud indicators and leading practices companies should consider when evaluating their financial perf...
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Fixed Assets and Property Audit Work Program

In this work program sample, we provide general steps organizations can take when conducting a property and fixed assets...

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...

Income Tax Process Flow

This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance a...
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Manage Tax Functions: Internal Tax Function RCM

This document outlines risks and controls common to the “internal tax function” aspect of the process in a risk control ...
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Banking: Payroll Department Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit of a bank’s payroll department...
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Tax Accounting Policy

This tool contains two sample policies that establish uniform procedures for recording and filing U.S. taxes for a compa...

U.S. Domestic Income and Property Tax Review Audit Work Program

This work program reviews key tax processes and systems related to a company’s U.S. operations.
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Tax Process Flow

This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete ite...
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Corporate Aircraft Policy

This tool contains two policy samples that outline administrative and accounting procedures organizations should follow ...

Restricted Stock Vesting Policy

This policy outlines procedures related to restricted stock vesting in a company, largely depending on employee election...
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Sales and Use-Tax Policy

This policy establishes the responsibilities, controls, authorizations and procedures for sales and use-taxes for all co...
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