Search results: 26 matching results

Managing Reputation Risk

In this issue of Board Perspectives: Risk Oversight, we explain how a company’s reputation management is inextricably li...
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Managing Corruption Risk

This issue of Board Perspectives: Risk Oversight shares how a robust anti-corruption program can save companies from the...
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When Insolvency Issues Arise

This issue of Board Perspectives: Risk Oversight focuses on personal liability risks and responsibilities for independen...
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Establishing an Effective Complaint and Confidential, Anonymous Reporting Process

In this edition of The Bulletin, we address the issues that audit committees and management should consider as they coll...
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Quarterly Compliance Assessment Audit Report

The purpose of this report is to document internal audit’s quarterly assessment of compliance policies and procedures an...
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Disclosure Procedures: Legal Reserves RCM

This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedu...
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Whistleblower Policy

This policy establishes standards and procedures to ensure that the accounting and audit-related complaint handling proc...
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Compliance With Security Laws Policy

This sample policy outlines an organization’s process for ensuring compliance with federal security laws.
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Dispute Resolution Policy

The sample policy provides an effective problem-solving and dispute resolution process which every employee can utilize ...
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Code of Business Conduct Policy

This tool contains three sample policies that outline procedures an organization should use for following proper busines...
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Complaint Reporting Process Questionnaire

This questionnaire focuses on issues that audit committees and management should consider as they collaborate to comply ...
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Ethics Program Guide

This tool contains two sample guides that can be used by auditors to implement an effective ethics program.

Doing Things the Right Way at T-Mobile

For T-Mobile, the “right way” means solving customer pain points and making the customer experience easier, better, more...
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Measuring Ethical Culture: Tapping Into “Open Secrets”

A number of corporate scandals have played out on the front pages in the past year that have raised the discourse around...
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Risk Culture Audits: Does Your Organization Walk the Talk?

Based on observations from working with financial services industry (FSI) clients and colleagues, Protiviti’s Reema Sing...
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Narrow Whistleblower Protection May Have Broad Impact

This article explains why it is more important than ever for compliance personnel, internal auditors and boards of direc...
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2018 White-Collar Crime and Fraud Risk Survey

The results of the latest White-Collar Crime and Fraud Risk Survey reveal some troubling trends that should raise concer...
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Executive Perspectives on Top Risks in 2019: Healthcare Industry Group Results

Find out what risks and concerns the healthcare industry faces in 2019 in this summary report, based on the results of P...
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Bogus Whistleblower Complaints Are Making the Rounds

This flash report serves to alert companies to a growing trend of disinformation making the rounds through well-written ...
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Diversify Workforce Audit Work Program

This audit work program evaluates a company's diversity and inclusion compliance processes.
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Considering Internal Whistleblower Systems When Evaluating External Risk

In this article, Audit Analytics outlines the importance of assessing an internal whistleblower system when evaluating t...
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Complaint Handling Policy and Procedures (Non-U.S.)

This sample outlines a set of policies and procedures governing the handling of complaints regarding harassment, discrim...
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