Search results: 15 matching results

Measuring Ethical Culture: Tapping Into “Open Secrets”

A number of corporate scandals have played out on the front pages in the past year that have raised the discourse around...
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Operationalizing Compliance: Conduct at the Top, Accountability Are Key

In February of 2017, the U.S. Department of Justice (DOJ) Fraud Section released the Evaluation of Corporate Compliance ...
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Narrow Whistleblower Protection May Have Broad Impact

This article explains why it is more important than ever for compliance personnel, internal auditors and boards of direc...
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Too Much of a Good Thing (Especially Audit Planning) is Bad

Conventional wisdom tells us that “you can’t get too much of a good thing.” This is certainly true when it comes to choc...
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COVID-19 Lawsuits Continue to Pose Ongoing Risk

In this article, Audit Analytics takes a closer look at lawsuits stemming directly from circumstances caused by the COVI...
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The College Admissions Scandal: Why Every Elite University Should Apply Root Cause Analysis

In this article, Protiviti Managing Director Scott Moritz explains what the recent college admissions scandal means for ...
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Considering Internal Whistleblower Systems When Evaluating External Risk

In this article, Audit Analytics outlines the importance of assessing an internal whistleblower system when evaluating t...
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Fraud Detection Guide

This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.
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Electronic Discovery Questionnaire

This sample questionnaire can be used by the board and management to reduce the costs, burden and time associated with r...
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Common Fraud Scenarios Guide

This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.

eDiscovery Practices and Procedures Guide

This document can be used as a guide to understand and demonstrate the practices and procedures related to electronic di...
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Email Surveillance Audit Program

This audit program sample provides general steps organizations can use to perform an email surveillance audit.
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Information Security Audit Work Program

This work program is intended to provide an internal audit team with guidance and direction when evaluating information ...
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