Search results: 103 matching results

Business Ethics Questionnaire

This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
Subscriber Content

Internal Audit Qualitative Diagnostic Report

This audit report sample can be modified and utilized to present the results of an internal audit department evaluation ...
Subscriber Content

Internal Audit Activity Report: External Quality Assessment

This audit report sample focuses on the external quality assessment review (QAR) conducted for a company’s internal audi...
Subscriber Content

Pre-Audit Self-Assessment Questionnaire

Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. ...
Subscriber Content

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content

Guide to Prioritizing Using the Nominal Group Technique

This guide allows a group to rank a list of options or ideas in order of importance in a group meeting or brainstorming ...
Subscriber Content

IT Application Management Self-Assessment Questionnaire

This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
Subscriber Content

IT Operations Management Self-Assessment Questionnaire

This tool is a high-level self-assessment questionnaire for use by an auditee prior to reviewing an organization’s infor...
Subscriber Content

Control Self-Assessment Questionnaire: Financial Reporting and General Ledger

This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...
Subscriber Content

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...
Subscriber Content

Business Continuity Management Self-Assessment Questionnaire

This a self-assessment tool to use prior to a review of the business continuity management process. It gives the auditee...
Subscriber Content

An Effective Way to Conduct a Risk Assessment Guide

This guide outlines and compares various options and approaches to conducting an effective risk assessment.
Subscriber Content

Self-Assessment Process Questionnaire: Process Owner Accountability

This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content

SOX Self-Assessment and Self-Testing Guide

This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley complianc...
Subscriber Content

Assessing Effectiveness of a Process or Program Guide

This sample guide can be used to evaluate the design effectiveness of a process or program and to develop a subsequent t...
Subscriber Content

Human Resources Internal Controls Questionnaire

This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content

Healthcare Management Planning Risk Assessment Questionnaire

This questionnaire is intended to be sent to managers throughout an organization in order to gather opinions on a number...
Subscriber Content

Audit Committee Questionnaire: Auditor Effectiveness

This tool discusses questions to consider for soliciting internal audit performance feedback from members of the audit c...
Subscriber Content

Self-Assessment Sample Session Guide

This guide focuses on a discussion document that can be used to facilitate a business self-assessment meeting.
Subscriber Content

Do Not Call Registry Policy

This sample policy ensures that all rules and regulations related to telemarketing are complied with and nothing is done...
Subscriber Content