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SOX Compliance: PCAOB Inspections Drive Change in External Audits

Since the PCAOB began publishing inspection reports on external auditors, Protiviti has been measuring the effect of tho...
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Higher Costs, More Satisfaction, Unabated Interest – SOX Compliance Has It All

Protiviti began assessing SOX impact on company resources eight years ago, in addition to delineating how the law impact...
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Setting the Audit Committee Agenda for 2018

Protiviti recently published a suggested 2018 agenda of items audit committees should consider over the next twelve mont...
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Agile Risk Management – Reinventing RCSAs

This paper covers Protiviti’s perspective on establishing and sustaining leading practices for risk identification and a...
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Cyber Risk Management Is Everyone’s Job, and Compliance Must Play Its Role

Global regulators are going to be looking for an “all lines of defense” approach when they assess an organization’s cybe...
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2018 SOX Survey: Benchmarking Compliance Costs

In this article, Protiviti Managing Director Keith Kawashima breaks down some of the notable trends from the 2018 SOX su...
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Getting the Most from the Board-Management Risk Appetite Dialogue

This issue of Board Perspectives offers both directors and senior executives useful insights that are consistent with th...
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Regulation at the Speed of Innovation: Developing an Adaptive Risk Strategy for Agile and DevOps Environments

DevOps—a concatenation of development and operations—is a fast and flexible approach to developing and delivering softwa...
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Agile Risk Assessment: A Closer Look

A risk and control self-assessment (RCSA) can be a practical tool for providing timely and accurate risk identification ...
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SOX Compliance: Consider COVID-19 Impact on Management Review Control Execution

This article outlines steps to consider as you prepare your control documentation along with some specific assumption co...
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SOX 404 Disclosures: A Sixteen-Year Review

Audit Analytics examines the trends in Section 404 disclosures over a sixteen-year period, considering both auditor atte...
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Rise of the SPACs: Understanding the Risks and Rewards in This Vogue IPO Vehicle

This article explores the rising popularity of special purpose acquisition companies (SPACs) and shares how they can hel...
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SOX Compliance Under COVID-19: The Show Must Go On (Part 1)

Part one of this two-part discussion uncovers the challenges of maintaining the full rigor of internal control requireme...
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Lloyds Banking Group: Taking the Reins on Change to Drive Focused Innovation

In this profile, Paul Day, chief internal auditor at Lloyds Banking Group, explains how his team has built a culture of ...
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Remediating Internal Control Weaknesses During a Pandemic

As 2020 ends and many public companies are preparing annual financial statements, Audit Analytics examines the companies...
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SOX Compliance Under COVID-19: The Show Must Go On (Part 2)

Part two of this two-part discussion addresses some of the questions asked during Protiviti’s recent webinar on maintain...
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Salesforce: V2MOM and Setting a Vision for Salesforce Audit

In this profile, Art Perez, senior vice president and audit executive at Salesforce, explains the V2MOM planning process...
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Importance of Internal Controls for Cybersecurity

Audit Analytics examines the increase in cybersecurity breaches disclosed by public companies since 2011.
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Internal Controls Planning as Organizations Contemplate a Return to the Office

In this article, we cover three categories of control changes that companies should consider as they plan to resume in-p...
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2021 Sarbanes-Oxley Compliance Survey

The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced ...
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Internal Auditing Around the World: Volume 17

The new edition of Internal Auditing Around the World addresses how internal audit functions have become more adaptable ...
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