Validating Operational Effectiveness (Testing of Controls) (KLplus CPE Course)
This basic-level course provides an overview of Sarbanes-Oxley Section 404 requirements for validating operational effec...
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.
Introduction to the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
This basic-level course provides a summary of the Sarbanes-Oxley Act and provides an overview of key sections.
Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)
This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.
Introduction to the Sarbanes-Oxley Act of 2002 (KLplus FREE SAMPLE Course)
This sample KLplus course is intended to provide a preview of what you'll receive when you sign up for a full KLplu...
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
The Updated COSO Internal Control Framework FAQ: Table of Contents
This table of contents and FAQ list is a reference for the Updated COSO Internal Control Framework FAQ.
Top 10 Lessons Learned From Implementing COSO 2013
In this issue of The Bulletin, we share 10 lessons learned from COSO 2013 successful implementations from a variety of s...
Subscriber Content
COSO 2013: What Have We Learned?
This issue of Board Perspectives: Risk Oversight outlines important lessons for board members to consider as directors e...
Subscriber Content
COSO 2013: Why Should You Care?
This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
Subscriber Content
Updated COSO Internal Control Framework: Frequently Asked Questions
In this issue of The Bulletin, we address various questions regarding the new COSO framework.
Subscriber Content
Section 404 Compliance: Lessons Learned for the Next 12 Months
In this issue of The Bulletin, we articulate seven lessons for improving Section 404 assessment and compliance processes...
Subscriber Content
Achieve Sustainability by Integrating the Section 404 and Section 302 Compliance Process
In this issue of The Bulletin, we focus on strategies for integrating compliance activities around Sections 302 and 404 ...
Subscriber Content
The Updated COSO Internal Control Framework
In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
Subscriber Content
Spreadsheet Risk Management: Frequently Asked Questions
This booklet represents a pragmatic response to spreadsheet risk based on real business needs.
Subscriber Content
Guide to the Sarbanes-Oxley Act: Internal Control Requirements - Frequently Asked Questions Regarding Section 404
This booklet is designed to help answer questions about the sections of SOX pertaining to public reporting; this informa...
Subscriber Content
Request for Proposal: Sarbanes-Oxley Compliance
This sample request for proposal (RFP) is designed for organizations seeking Sarbanes-Oxley compliance services.
Subscriber Content
Anti-Fraud Program Evaluation Questionnaire
This document focuses on key questions for board members and management when evaluating an organization's anti-frau...
Subscriber Content
Sarbanes-Oxley Year-End Audit Committee Report
This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 p...
Subscriber Content
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
Subscriber Content
SOX Training Guide: Remediation Efforts and Needs
An important part of complying with Sarbanes-Oxley (SOX) Section 404 is ensuring that control deficiencies are accuratel...
Subscriber Content
Sarbanes-Oxley Documentation Review Audit Work Program
The objective of this audit program is to ensure that Sarbanes-Oxley (SOX) Section 404 processes are documented to commu...
Subscriber Content
Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's compositi...
Subscriber Content