Search results: 143 matching results

Introduction to the Sarbanes-Oxley Act of 2002 (KLplus FREE SAMPLE Course)

This sample KLplus course is intended to provide a preview of what you'll receive when you sign up for a full KLplu...

Top 10 Lessons Learned From Implementing COSO 2013

In this issue of The Bulletin, we share 10 lessons learned from COSO 2013 successful implementations from a variety of s...
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COSO 2013: What Have We Learned?

This issue of Board Perspectives: Risk Oversight outlines important lessons for board members to consider as directors e...
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COSO 2013: Why Should You Care?

This issue of Board Perspectives: Risk Oversight outlines six reasons why board members should care about the updated CO...
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Updated COSO Internal Control Framework: Frequently Asked Questions

In this issue of The Bulletin, we address various questions regarding the new COSO framework.
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Section 404 Compliance: Lessons Learned for the Next 12 Months

In this issue of The Bulletin, we articulate seven lessons for improving Section 404 assessment and compliance processes...
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The Updated COSO Internal Control Framework

In this booklet, we address various questions regarding the New Framework from COSO, including the reasons why it was up...
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Request for Proposal: Sarbanes-Oxley Compliance

This sample request for proposal (RFP) is designed for organizations seeking Sarbanes-Oxley compliance services.
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Anti-Fraud Program Evaluation Questionnaire

This document focuses on key questions for board members and management when evaluating an organization's anti-frau...
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Sarbanes-Oxley Year-End Audit Committee Report

This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 p...
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Sarbanes-Oxley Section 404 Audit Committee Questionnaire

This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
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Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls

This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
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SOX Training Guide: Remediation Efforts and Needs

An important part of complying with Sarbanes-Oxley (SOX) Section 404 is ensuring that control deficiencies are accuratel...
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Sarbanes-Oxley Documentation Review Audit Work Program

The objective of this audit program is to ensure that Sarbanes-Oxley (SOX) Section 404 processes are documented to commu...
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Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships

This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's compositi...
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