Search results: 32 matching results

2018 IT Audit Benchmarking Survey

The results of the latest global IT Audit Benchmarking Study from ISACA and Protiviti paint a vivid picture of the ways ...
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HR System Pre-Implementation Audit Work Program

This audit program focuses on testing human resources system controls during the pre-implementation phase.
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Manage Delivery Process RCM

This document outlines risks and controls common to the "manage delivery" process in a risk control matrix (RC...
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Enterprise Accounting System Post-Implementation Review Memo

This review focuses on the configurable application controls, application security, and segregation of duties for the ac...
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Overcoming ERP Change Management Challenges: Part One

This article, based on a conversation with Protiviti’s Ronan O’Shea and Kathie Topel, outlines effective ERP implementat...
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Overcoming ERP Change Management Challenges: Part Two

Part one of this discussion with Protiviti’s Ronan O’Shea and Kathie Topel introduced some of the biggest challenges com...
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Guide to the Sarbanes-Oxley Act

The questions answered in this booklet have risen in our discussions with clients and others in the marketplace who freq...
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SAP Change Management Review Audit Report

This sample audit report provides management with an assessment of its current state and associated SAP change managemen...
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Internal Audit Status Update Report

This sample internal audit report includes a status update to be presented to the audit committee.
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IT Application Control Deficiency Decision Process Questionnaire

This sample helps to determine the severity of any deficiencies cited during the control testing process.
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Managing Large Scale Business Projects Guide

This guide discusses the common challenges faced by finance leaders and suggests structuring a finance program managemen...
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Oracle eBusiness Suite Policy

This sample policy outlines procedures for controlling access to and use of the Oracle eBusiness suite and database.
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Customer Master File Maintenance Policy

The purpose of this policy is to establish the guidelines for setting up new customers and modifying existing customer i...
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IT Selection and Integration Risk Questionnaire

IT integration is a process in which separately produced components or subsystems are combined and problems in their int...
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Consolidated Financial Statement Reporting and Disclosures Policy

This policy outlines procedures to ensure the completeness and accuracy of financial disclosures made in quarterly and a...
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IT Strategy Management Audit Work Program

This document outlines steps to audit an organization’s IT infrastructure management strategy process.
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IT Planning Questionnaire

This sample questionnaire can be used to help organizations brainstorm how they can develop a deeper knowledge of the IT...
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Enterprise Resource Planning Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s ERP management process and to as...
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Price Administration Policy

This sample outlines a set of policies and procedures for establishing guidelines related to price administration, inclu...
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Internal Control Process Improvement Questionnaire

This sample questionnaire uses process capability frameworks to identify internal control improvement opportunities for ...
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Project Management Risk Key Performance Indicators (KPIs)

This tool contains leading practices and questions companies should consider when creating their project management stra...
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Compensation Expense Policy

This policy establishes guidelines and procedures for calculating compensation expenses for the employee stock purchase ...
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