The following 102 tools are listed based on publish date.
Guides
Sarbanes-Oxley Section 404 Compliance Guide
This sample document can be used as a guide for establishing an organization’s framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Mon, Sep 9, 2019
Guides
PMO Interim Status Reporting Guide
This guide outlines the interim status reporting process set up by a project management office (PMO).
Subscriber Content
Mon, Sep 2, 2019
Guides
Inventory Management Training Guide
This guide focuses on the inventory management process, including quick facts on inventory, policies and procedures for inventory valuation and cycle count, performance measures, a samp...
Subscriber Content
Mon, Aug 19, 2019
Guides
Self-Assessment Sample Session Guide
This guide focuses on a discussion document that can be used to facilitate a business self-assessment meeting.
Subscriber Content
Mon, Aug 19, 2019
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Subscriber Content
Mon, Jul 29, 2019
Guides
Guidance for Documenting Test Results: Sarbanes-Oxley Sectio…
This guide outlines steps to complete when documenting SOX Section 404 test results.
Subscriber Content
Mon, Jul 22, 2019
Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and…
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Subscriber Content
Mon, Jul 15, 2019
Guides
SOX Training Guide: Remediation Efforts and Needs
An important part of complying with Sarbanes-Oxley (SOX) Section 404 is ensuring that control deficiencies are accurately communicated to appropriate personnel and properly tracked. Thi...
Subscriber Content
Mon, Jun 24, 2019
Guides
Candidate Evaluation Guide
This sample document can be used by recruiters as a guide to rating an applicant for an internal audit position.
Subscriber Content
Mon, May 20, 2019
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process, which includes prioritizing financial reporting elements, defining processes, li...
Subscriber Content
Mon, Feb 11, 2019
Guides
Business Impact Analysis Facilitation Guide
This presentation describes a particular methodology for conducting a business impact analysis (BIA). The BIA is the careful study of individual business processes and support functions...
Subscriber Content
Mon, Nov 19, 2018
Guides
Internal Audit’s Role in Mergers and Acquisitions Guide
This sample guide outlines the role of internal auditors in the mergers and acquisitions process.
Subscriber Content
Mon, Nov 5, 2018