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Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checkists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 207 tools are listed based on publish date.
Checklists & Questionnaires

Public Company Readiness Questionnaire

This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should address, including common financial reporting challenges, the close pro...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires

IT Risks and Controls SOX Compliance Questionnaire

This sample questionnaire can be used by management and board members to help determine where controls over information technology (IT) fit into the picture, why IT is so important, and...
Subscriber Content
Mon, Aug 12, 2019
Checklists & Questionnaires

IT General Controls Questionnaire

This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019
Checklists & Questionnaires

Entity-Level Controls Fraud Questionnaire

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Managing Outsourcing and Offshoring Risk Questionnaire

As a company focuses on managing its operations in a difficult economic environment, it seeks to become leaner and more focused, efficient and effective. This sample questionnaire can b...
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

Code of Conduct Questionnaire

One constant for success in a rapidly changing global marketplace is the immutable bedrock of an unwavering commitment to ethical and responsible business behavior. This sample question...
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

IT Service-Level Agreement Questionnaire

This sample questionnaire can be used to assess the processes associated with an IT service-level agreement.
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

Audit Administration Project Questionnaire: Audit Planning,…

This sample questionnaire can be used to assist a project team with ensuring that the administrative elements of an audit project are completed in accordance with company requirements.
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

Sales Order Entry Questionnaire

This sample questionnaire is designed to document a review of the sales order entry process. This process focuses on evidence of an arrangement, delivery, price and fees, international ...
Subscriber Content
Mon, Jul 22, 2019
Checklists & Questionnaires

Supply Chain Risk Questionnaire

This sample questionnaire document offers several questions to consider when evaluating supply chain risk.
Subscriber Content
Mon, Jul 22, 2019
Checklists & Questionnaires

Pre-Audit Self-Assessment Questionnaire

Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. The questionnaire covers areas such as policies and procedures, r...
Subscriber Content
Mon, Jul 22, 2019
Checklists & Questionnaires

IT Planning Questionnaire

This sample questionnaire can be used to help organizations brainstorm how they can develop a deeper knowledge of the IT infrastructure and processes to better understand both the curre...
Subscriber Content
Mon, Jul 15, 2019