The following 125 tools are listed based on publish date.
Audit Reports
Temporary Labor Service Contract Review Report
This sample audit report focuses on an organization's temporary labor process and contracts.
Subscriber Content
Mon, Oct 14, 2019
Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity continuum and gap analysis to illustrate the status of compliance.
Subscriber Content
Mon, Oct 7, 2019
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of Labor.
Subscriber Content
Mon, Sep 30, 2019
Audit Reports
Billing and Credit Memo Process Review Audit Report
This sample audit report focuses on the customer billing and credit processes for invoices and credit memos.
Subscriber Content
Mon, Sep 23, 2019
Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Oxley (SOX) team report their findings.
Subscriber Content
Mon, Sep 16, 2019
Audit Reports
Close-the-Books Diagnostic Audit Report
This sample audit report can be used to measure and improve the close-the-books process for the accounting/finance function.
Subscriber Content
Mon, Aug 26, 2019
Audit Reports
Physician Contract Compliance Review Audit Report
This sample audit report focuses on the effectiveness of a healthcare organization’s physician contracting and payment processes.
Subscriber Content
Mon, Aug 19, 2019
Audit Reports
Security Policy and Procedures Evaluation Report: Controls a…
This sample audit report records the results of a security policies and procedures evaluation. The review illustrates security policy issues and leading practices regarding controls and...
Subscriber Content
Mon, Aug 5, 2019
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Mon, Jul 29, 2019
Audit Reports
Human Resources Risk Management Assessment Report
This sample audt report can be used to obtain and evaluate the capabilities of existing global human resources risk management techniques using the capability maturity model (CMM).
Subscriber Content
Mon, Jul 15, 2019
Audit Reports
Quality Assurance Review Implementation Report
This sample report can be used to present recommendations and action plans to management upon completion of a quality assurance review (QAR).
Subscriber Content
Mon, Jul 8, 2019
Audit Reports
Stock Option Measurement and Grant Date Review Report
This sample audit report outlines the results of an internal audit review of a company’s stock option granting activities and process.
Subscriber Content
Mon, Jul 8, 2019