SOX Training Guide: Remediation Efforts and Needs
Subscriber Content
An important part of complying with Sarbanes-Oxley (SOX) Section 404 is ensuring that control deficiencies are accurately communicated to appropriate personnel and properly tracked. This presentation can be used as a guide for training SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Sections included in this presentation:
- Timeline of Reporting Deficiencies
- Identifying Deficiencies
- Design vs. Testing Deficiencies
- Communicate Deficiency to PMO
- PMO Review
- Deficiency Discussion with Corporate Management
- Year-End Deficiency Review