The following 197 items are listed by Content Data.
Methodologies & Models
Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
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Policies & Procedures
Financial Statement Preparation Policy
The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...
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Audit Programs
Accounts Payable Audit Work Program
This audit program sample provides best-practice general steps for an accounts payable review audit.
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Guides
Internal Audit Effectiveness Guide
This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
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Audit Programs
Entity-Level Controls Audit Work Program
This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...
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Checklists & Questionnaires
Audit Project Checklist
This tool contains several checklists that can be used to assess the extent to which project management standards are be...
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Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
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Requests for Proposals - RFPs
Request for Proposal: Internal Audit Department Quality Assessment Review
This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a professional ser...
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Benchmarking Tools
Internal Audit Value Scorecards
This tool contains scorecards that provide various guidelines for managing and measuring the performance of an internal ...
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Memos
Sarbanes-Oxley (SOX) Project Approach Memo
This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
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Requests for Proposals - RFPs
Request for Proposal: Establishing an Internal Audit Function
This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
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Policies & Procedures
Third-Party Management Oversight Policy
This sample policy is designed to help mortgage companies manage a successful control framework to achieve compliance an...
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