Audit Testing

The following 310 items are listed by Content Data.
Audit Programs

Integrity and Ethical Values Audit Work Program

This audit program sample can be used by organizations to ensure a commitment to high ethical standards.
Mon, Sep 12, 2022
Articles

Sanctions Enforcement: A New Era

A look at the advances in sanctions enforcement in the U.S., the EU and the U.K. and how finance firms can reposition th...
Mon, Sep 5, 2022
Methodologies & Models

Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
Subscriber Content
Mon, Sep 5, 2022
Methodologies & Models

Six Elements of Infrastructure for Data Analytics

This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Mon, Aug 29, 2022
Audit Programs

Fixed Assets Audit Work Program

This sample work program highlights detailed procedures to consider when facilitating a fixed assets audit.
Mon, Aug 8, 2022
Audit Programs

Entity-Level Controls Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to perform an entity-level contro...
Mon, Jul 25, 2022
Audit Programs

Disaster Recovery Audit Work Program

This tool contains four sample work programs that provide general steps organizations can use for performing a disaster ...
Mon, Jul 25, 2022
Audit Programs

Executive Compensation Audit Work Program

With this tool, you get two sample work programs that provide general steps and questions organizations can use during a...
Mon, Jul 25, 2022
Checklists & Questionnaires

Audit Project Checklist

This tool contains several checklists that can be used to assess the extent to which project management standards are be...
Mon, Jul 11, 2022
Benchmarking Tools

Audit Data Analytics Leading Practices

Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Mon, Jul 4, 2022
Requests for Proposals - RFPs

Request for Proposal: Internal Audit Department Quality Assessment Review

This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a professional ser...
Mon, Jun 27, 2022
Checklists & Questionnaires

Control Deficiency Assessment Questionnaire

This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Mon, Jun 27, 2022