Compliance

The following 467 items are listed by Content Data.
Policies & Procedures

Corporate Aircraft Policy

This tool contains two policy samples that outline administrative and accounting procedures organizations should follow ...
Subscriber Content
Mon, Mar 14, 2022
Policies & Procedures

Employee Termination Policy

This sample policy contains guidelines and procedures organizations should follow during the employee termination proces...
Subscriber Content
Mon, Mar 14, 2022
Policies & Procedures

Tax Accounting Policy

This tool contains two sample policies that establish uniform procedures for recording and filing U.S. taxes for a compa...
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Mon, Mar 14, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
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Mon, Mar 7, 2022
Methodologies & Models

Contract Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s contract management process and ...
Subscriber Content
Mon, Feb 28, 2022
Articles

PCAOB Inspection Reports for Annually Inspected Firms

Audit Analytics looks at the 2020 inspection reports of annually inspected firms and explores the most common accounting...
Subscriber Content
Mon, Feb 28, 2022
Memos

Expense Report Policy Violation Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s expense repor...
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Mon, Feb 21, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Performer Profiles

Inchcape plc: Finding Reward in Resilience – Internal Audit as a Beacon for the Future

In this profile, Inchcape’s Group Head of Internal Audit Joanna Sheppard shares how her team’s overarching view of the o...
Subscriber Content
Mon, Dec 20, 2021
Methodologies & Models

Identity Access Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content
Mon, Dec 13, 2021
Newsletters

Ransomware: Analyzing Risk and Protecting Critical Assets

In this issue of Board Perspectives, we provide four ways boards can respond strategically to ransomware exposures.
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Mon, Dec 13, 2021
Audit Programs

Corporate Actions Audit Work Program

In this work program sample, we highlight general best-practice steps for the capital raise audit process.
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Mon, Nov 29, 2021