Continuous Auditing

The following 22 items are listed by Content Data.
Guides

Achieving a Robust Data Analytics Program Guide

This tool contains two sample guidance documents that can be used for measuring and improving an organization’s data ana...
Subscriber Content
Mon, Feb 28, 2022
Audit Programs

Fixed Assets and Property Audit Work Program

In this work program sample, we provide general steps organizations can take when conducting a property and fixed assets...
Subscriber Content
Mon, Nov 8, 2021
Benchmarking Reports

2021 Sarbanes-Oxley Compliance Survey

The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Mon, Jul 19, 2021
Benchmarking Reports

2020 Sarbanes-Oxley Compliance Survey

The 2020 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced since...
Subscriber Content
Mon, Jul 20, 2020
Guides

Data Analytics and Mining Guide

This guide provides an overview of data analytics and mining methodologies.
Subscriber Content
Mon, Mar 2, 2020
Guides

Continuous Monitoring and Auditing Guide: Critical Success Factors and Common Pitfalls

This document can be used as a guide to understanding and measuring the essential elements of an organization’s continuo...
Subscriber Content
Mon, Feb 17, 2020
Performer Profiles

Brinks Home Security: ‘‘Just Start’’ — Advancing and Refining a Next-Generation Audit Approach

In this profile, Brinks Home Security Senior Director of Internal Audit Lynne Howison discusses her department’s use of ...
Subscriber Content
Mon, Sep 16, 2019
Audit Reports

Internal Audit Staffing and Audit Plan Report

This sample report can be customized and distributed to communicate an internal audit department's current staffing leve...
Subscriber Content
Mon, Jun 24, 2019
Methodologies & Models

Store Audit Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s store audit process and to assis...
Subscriber Content
Mon, Apr 29, 2019
Articles

Transitioning Risk Management to the Digital Age

More needs to be done to elevate risk management to help organizations face the dynamic realities of the 21st century an...
Subscriber Content
Mon, Jul 2, 2018
Articles

Robotic Process Automation in Financial Services: Lifting the AML Compliance Burden

Financial institutions are exploring the possibilities of using robotic process automation (RPA) in anti-money launderin...
Subscriber Content
Mon, Jun 25, 2018
Articles

Internal Audit’s Role Will Be Key in the GDPR Journey

This article focuses on GDPR’s implication for internal audit specifically. The internal audit function, by virtue of it...
Subscriber Content
Mon, May 28, 2018