Continuous Auditing

The following 23 items are listed by Content Data.
Methodologies & Models

Store Audit Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s store audit process and to assis...
Subscriber Content
Mon, Jul 18, 2022
Performer Profiles

Saudi Telecom Company: Instilling a Business Resilience Mindset

Saudi Telecom Company Group Chief Audit Executive Abdullah Alanizi shares how his team has enhanced the company’s value ...
Subscriber Content
Mon, Jun 20, 2022
Audit Programs

Capital Expenditure Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to conduct a capital expenditure ...
Subscriber Content
Mon, May 16, 2022
Guides

Achieving a Robust Data Analytics Program Guide

This tool contains two sample guidance documents that can be used for measuring and improving an organization’s data ana...
Subscriber Content
Mon, Feb 28, 2022
Audit Programs

Fixed Assets and Property Audit Work Program

In this work program sample, we provide general steps organizations can take when conducting a property and fixed assets...
Subscriber Content
Mon, Nov 8, 2021
Benchmarking Reports

2021 Sarbanes-Oxley Compliance Survey

The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Mon, Jul 19, 2021
Benchmarking Reports

2020 Sarbanes-Oxley Compliance Survey

The 2020 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced since...
Subscriber Content
Mon, Jul 20, 2020
Guides

Data Analytics and Mining Guide

This guide provides an overview of data analytics and mining methodologies.
Subscriber Content
Mon, Mar 2, 2020
Guides

Continuous Monitoring and Auditing Guide: Critical Success Factors and Common Pitfalls

This document can be used as a guide to understanding and measuring the essential elements of an organization’s continuo...
Subscriber Content
Mon, Feb 17, 2020
Performer Profiles

Brinks Home Security: ‘‘Just Start’’ — Advancing and Refining a Next-Generation Audit Approach

In this profile, Brinks Home Security Senior Director of Internal Audit Lynne Howison discusses her department’s use of ...
Subscriber Content
Mon, Sep 16, 2019
Audit Reports

Internal Audit Staffing and Audit Plan Report

This sample report can be customized and distributed to communicate an internal audit department's current staffing leve...
Subscriber Content
Mon, Jun 24, 2019
Articles

Transitioning Risk Management to the Digital Age

More needs to be done to elevate risk management to help organizations face the dynamic realities of the 21st century an...
Subscriber Content
Mon, Jul 2, 2018
Articles

Robotic Process Automation in Financial Services: Lifting the AML Compliance Burden

Financial institutions are exploring the possibilities of using robotic process automation (RPA) in anti-money launderin...
Subscriber Content
Mon, Jun 25, 2018
Articles

Internal Audit’s Role Will Be Key in the GDPR Journey

This article focuses on GDPR’s implication for internal audit specifically. The internal audit function, by virtue of it...
Subscriber Content
Mon, May 28, 2018
Articles

An Involved and Agile IT Audit Function Is Key to Cybersecurity

This article lists some questions for you to consider as you seek greater IT audit agility to manage cybersecurity and a...
Subscriber Content
Mon, May 21, 2018
Audit Reports

Pre-Audit Readiness Audit Report

This report provides findings from a pre-audit readiness review of an organization’s financial statements and other key ...
Subscriber Content
Mon, Jan 1, 2018
Guides

Internal Audit’s Role in Cybersecurity Guide

This guide covers the definition of cybersecurity, types of threats and security methods, and internal audit’s role.
Subscriber Content
Mon, May 29, 2017
Internal Audit CPE Courses

Implementing Continuous Auditing (KLplus CPE Course)

Take this course to learn a methodology for implementing continuous auditing along with critical success factors.
Mon, Apr 3, 2017
Protiviti Booklets

Internal Auditing Around the World: Volume 12

In our latest edition of Internal Auditing Around the World, we interviewed 22 inspiring female internal audit leaders w...
Subscriber Content
Mon, Jul 25, 2016
Newsletters

Setting the 2012 Audit Committee Agenda for Non-Financial Services Companies

In this issue of The Bulletin, we provide observations for boards of directors and their audit committees to consider wh...
Subscriber Content
Mon, Oct 17, 2011
Protiviti Booklets

Internal Auditing Around the World: Volume 6

In this booklet, we profile nine international companies that value technology-based audit and data analysis techniques ...
Subscriber Content
Mon, Jun 28, 2010
Newsletters

Making Internal Audit a Value-Adding Contributor to Economic Recovery

This issue of The Bulletin explores how internal audit can contribute to an organization as it recovers from crisis goin...
Subscriber Content
Mon, Dec 14, 2009
Blog

Important Factors of Data Analytics You Need to Know

Auditors can use data analytics to avoid the massive waste spending that often goes hand-in-hand with hiri...
Sat, Feb 29, 2020