The following 249 items are listed by Content Data.
Benchmarking Tools
Internal Audit Value Scorecards
This tool contains scorecards that provide various guidelines for managing and measuring the performance of an internal ...
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Guides
Ethics Program Guide
This tool contains two sample guides that can be used by auditors to implement an effective ethics program.
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Memos
Staff Success Sharing Plan Memo
This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s staff success...
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Methodologies & Models
Contract Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s contract management process and ...
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Audit Programs
Control Environment Audit Work Program
This audit work program focuses on the control environment component of the COSO Framework.
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Methodologies & Models
Access Controls Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
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Articles
AQRM Red Flags: Shareholder Activism
Audit Analytics examines shareholder activism risk and how it is defined and categorized within its Accounting Quality +...
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Methodologies & Models
Identity Access Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
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Checklists & Questionnaires
Integrating Section 404 and Section 302 Compliance Questionnaire
This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable i...
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Audit Programs
Corporate Actions Audit Work Program
In this work program sample, we highlight general best-practice steps for the capital raise audit process.
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Checklists & Questionnaires
Corporate Governance Compliance Questionnaire
The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
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Checklists & Questionnaires
Disclosure Committee Questionnaire
Use the questions included in this tool to ensure that all necessary quarterly financial reporting disclosures are addre...
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