Corporate Governance

The following 249 items are listed by Content Data.
Benchmarking Tools

Internal Audit Value Scorecards

This tool contains scorecards that provide various guidelines for managing and measuring the performance of an internal ...
Subscriber Content
Mon, May 16, 2022
Guides

Ethics Program Guide

This tool contains two sample guides that can be used by auditors to implement an effective ethics program.
Subscriber Content
Mon, Mar 7, 2022
Memos

Staff Success Sharing Plan Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s staff success...
Subscriber Content
Mon, Mar 7, 2022
Methodologies & Models

Contract Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s contract management process and ...
Subscriber Content
Mon, Feb 28, 2022
Audit Programs

Control Environment Audit Work Program

This audit work program focuses on the control environment component of the COSO Framework.
Subscriber Content
Wed, Feb 23, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Articles

AQRM Red Flags: Shareholder Activism

Audit Analytics examines shareholder activism risk and how it is defined and categorized within its Accounting Quality +...
Subscriber Content
Mon, Dec 13, 2021
Methodologies & Models

Identity Access Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content
Mon, Dec 13, 2021
Checklists & Questionnaires

Integrating Section 404 and Section 302 Compliance Questionnaire

This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable i...
Subscriber Content
Mon, Dec 6, 2021
Audit Programs

Corporate Actions Audit Work Program

In this work program sample, we highlight general best-practice steps for the capital raise audit process.
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Corporate Governance Compliance Questionnaire

The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Disclosure Committee Questionnaire

Use the questions included in this tool to ensure that all necessary quarterly financial reporting disclosures are addre...
Subscriber Content
Mon, Nov 29, 2021