The following 59 items are listed by Content Data.
Guides
Enterprise Risk Management Summary Approach Guide
This tool contains three guides that focus on the infrastructure, foundational concepts and implementation of the enterp...
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Guides
Auditing the Enterprise Risk Management (ERM) Process Guide
In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the ef...
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Requests for Proposals - RFPs
Request for Proposal: Sarbanes-Oxley Section 404 Implementation
This request for proposal (RFP) sample can be used by organizations seeking a qualified service provider to implement a ...
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Charters
Quality Assurance Function Charter
This sample establishes guidelines and responsibilities for creating a quality assurance function charter.
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Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal control...
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Audit Programs
Monitoring Entity-Level Controls Audit Work Program
This document contains two sample programs that include general steps organizations can use when performing an entity-le...
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Checklists & Questionnaires
Enterprise Risk Management (ERM) Integration Strategy Questionnaire
This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strateg...
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Audit Reports
IT Compliance Review Report
This sample audit report can be used to review and better understand an organization’s IT compliance process.
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
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Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
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Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
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