The following 34 items are listed by Content Data.
Articles
Bank Culture Reform in Hong Kong
This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...
Subscriber Content
Policies & Procedures
Foreign Corrupt Practices Act Policy
This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
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Audit Programs
Remote Site Visit Audit Work Program
This sample contains two work programs that provide general steps organizations can use during a remote site audit.
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Articles
Hong Kong Rated ‘‘Compliant’’ by Financial Action Task Force but Room for Improvement Remains
This article shares insight on Hong Kong’s strong legal foundation for combating money laundering and terrorist finance ...
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Articles
The U.S.-China Trade War: What It Means for Manufacturers
This article summarizes the potential effect of the U.S.-China trade war and suggests ways to mitigate disruption for U....
Subscriber Content
Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content
Articles
Financial Action Task Force Set to Rate Hong Kong “Compliant” in Anti-Money Laundering Evaluation
This article provides a background on Hong Kong’s rigorous efforts to combat money laundering (ML) and terrorist financi...
Subscriber Content
Audit Reports
Foreign Subsidiary Review Audit Report
This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and ...
Subscriber Content
Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977.
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Articles
How to Prepare for the New EU AML Directive (5AMLD)
On May 14, the European Parliament and Council formally adopted the fifth and latest update to the European Union’s anti...
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Articles
Reality Check: Global Risks, Unexpected Opportunities on the Rise
This article explores some of the top risks impacting the World Economic Forum’s (WEF) five global risk categories – eco...
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Articles
Hong Kong Issues Its First Money Laundering and Terrorist Financing Risk Assessment Report
This article outlines some of the sectoral risk assessments in the Hong Kong government’s first Money Laundering and Ter...
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