Cross Border & Non-US Issues

This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...

This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...

This sample contains two work programs that provide general steps organizations can use during a remote site audit.

This article shares insight on Hong Kong’s strong legal foundation for combating money laundering and terrorist finance ...

This article summarizes the potential effect of the U.S.-China trade war and suggests ways to mitigate disruption for U....

This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...

This article provides a background on Hong Kong’s rigorous efforts to combat money laundering (ML) and terrorist financi...

This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and ...

This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977.

On May 14, the European Parliament and Council formally adopted the fifth and latest update to the European Union’s anti...

This article explores some of the top risks impacting the World Economic Forum’s (WEF) five global risk categories – eco...

This article outlines some of the sectoral risk assessments in the Hong Kong government’s first Money Laundering and Ter...