The following 165 items are listed by Content Data.
Performer Profiles
Ahold Delhaize: Remodelling Internal Audit While the Store Is Open
Ahold Delhaize Chief Audit Executive Dimitrich Stopetie shares how he has revamped his internal audit team to become a s...
Subscriber Content
Policies & Procedures
Company-Leased Vehicle Policy
This sample policy is designed to help organizations establish guidelines for the business use of company-leased vehicle...
Subscriber Content
Articles
Attack Operational Inefficiencies to Align With Strategy and Optimize Costs
This article lists the issues created by a lack of process knowledge and efficiency and shares how organizations can opt...
Subscriber Content
Audit Programs
Integrity and Ethical Values Audit Work Program
This audit program sample can be used by organizations to ensure a commitment to high ethical standards.
Subscriber Content
Articles
Value Chain to Blockchain: AWS Energy Solutions Lead on Scope 3, “Data Obesity” and a Decarbonized Future
Protiviti sat down with Shy Muralidharan, worldwide energy solutions lead with Amazon Web Services, to discuss the futur...
Subscriber Content
Articles
Sanctions Enforcement: A New Era
A look at the advances in sanctions enforcement in the U.S., the EU and the U.K. and how finance firms can reposition th...
Subscriber Content
Process Flows
Termination Process Flow
This sample process flow can be used as a general guide to understanding and reviewing the steps in an organization’s te...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2022 And 2031: Future of Work – The Defining Business Challenge of the Next Decade
This report contains critical short- and long-term considerations for boards and executives, based on the results of Pro...
Subscriber Content
Newsletters
Finding Stability and Opportunity Amid Economic Uncertainty
This issue of Board Perspectives explains how directors and management can focus on the fundamentals during these intere...
Subscriber Content
Articles
Australian Mayors Map Out a Post-COVID Plan for the Future of Their Cities
Four Australian mayors discuss emerging from COVID-19, lessons learned and how their cities could forever be impacted.
Subscriber Content
Articles
Greg Lindsay on the Way We Live Next – Audio Transcript
A look at the evolution urban areas are undergoing post-COVID and how those changes will alter cities over the next deca...
Subscriber Content
Process Flows
Voluntary Exit Process Flow
This sample process flow can be used as a general guide to understanding and reviewing the steps in an organization’s vo...
Subscriber Content
Articles
Skyscrapers Circa 2030: What's Their Place in the Future City?
Here, we discuss the future of cities in 2030 and explore how skyscrapers are an important part of the conversation.
Subscriber Content
Newsletters
Three Keys for CEOs: Relevance, Culture and Alignment
This issue of Board Perspectives explains three ways boards can be supportive in this era of unprecedented change.
Subscriber Content
Newsletters
The Top Risks for the Next Decade: A Global Perspective (2022)
In this issue of Board Perspectives, we summarize seven key takeaways from our ninth annual risk survey and rank the hig...
Subscriber Content
Articles
The Russian Sanctions: A Catalyst for ESG?
A look at some of the key challenges across the ESG dimensions and how finance firms can shape a more robust and mature ...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2021 and 2030: Chief Audit Executive Results
This report recaps the top risks CAEs should keep in mind over the next decade, according to the results of Protiviti’s ...
Subscriber Content
Benchmarking Reports
2022 Internal Audit Capabilities and Needs Survey
The results of our latest Next-Generation Internal Audit Survey reveal that two out of three internal audit functions wo...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2021 and 2030: Private-Equity Owned Company Results
This report outlines the top risks PE-owned firms need to know moving forward, based on the results of Protiviti’s Execu...
Subscriber Content
Newsletters
The Top Risks for 2022: A Global Perspective
This issue of Board Perspectives summarizes eight key takeaways from the 2021 Executive Perspectives on Top Risks Survey...
Subscriber Content
Performer Profiles
TrueBlue Inc.: Focusing on Customer Service to Increase Versatility and Flexibility to Help Stay Resilient
TrueBlue Vice President of Internal Audit Angela Trelevin shares how her team has delivered a high level of employee eng...
Subscriber Content
Newsletters
The Buffett Newspaper Test: What It Means and Why It Is Important
This issue of Board Perspectives explores how boards can focus employees on what the company stands for and reinforce ex...
Subscriber Content
Methodologies & Models
Community Relations Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s community relations process and ...
Subscriber Content
Performer Profiles
Inchcape plc: Finding Reward in Resilience – Internal Audit as a Beacon for the Future
In this profile, Inchcape’s Group Head of Internal Audit Joanna Sheppard shares how her team’s overarching view of the o...
Subscriber Content
Newsletters
Ransomware: Analyzing Risk and Protecting Critical Assets
In this issue of Board Perspectives, we provide four ways boards can respond strategically to ransomware exposures.
Subscriber Content
Regulatory Updates
Developments at and During COP26: The Second Week
In this Flash Report, we summarize developments during the second week of the UN Climate Change Conference of the Partie...
Subscriber Content
Newsletters
The World Is a Zoo: Framing Risks in the Boardroom
This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
Subscriber Content
Performer Profiles
GlobalFoundries: A “Laser Focus” on Strengthening Business Resilience
In this profile, Cary Haggard, chief audit executive at GlobalFoundries, explains how his team has enhanced organization...
Subscriber Content
Articles
Building a Comprehensive Data Privacy Program
Protiviti offers advice on how companies can both formalize and improve data privacy practices, including a four-step ap...
Subscriber Content
Guides
Risk Culture Guide
This guide provides auditors with a comprehensive breakdown of the enterprise risk management (ERM) process and risk cul...
Subscriber Content
Benchmarking Tools
Human Resources Leading Practices
The leading practices included in this tool can be applied to improve an organization’s human resources function.
Subscriber Content
Performer Profiles
DBS Bank: Using Data to Highlight Risks, Increase Resilience and Usher in the Future of Audit
In this profile, Derrick Goh, managing director and head of group audit at DBS, describes how data has helped his team b...
Subscriber Content
Newsletters
Ransomware: Preventing an Attack and Responding to and Recovering From an Attack
This issue of The Bulletin focuses on the six components of cyber resilience and provides countermeasures businesses can...
Subscriber Content
Guides
Internal Audit Contributing to the Success of Enterprise Risk Management Guide
In this tool, we’ve compiled a guide that defines internal audit’s role and the keys to success related to an organizati...
Subscriber Content
Articles
Recharging Your Agile Transformation
This article, part five in a five-part series, explores how to determine preparedness for an agile transformation and ho...
Subscriber Content
Newsletters
Lessons From the Pandemic: Crisis as a Catalyst for Innovation
This issue of Board Perspectives recaps a discussion from a recent NACD event on the significance of agility as an impor...
Subscriber Content
Articles
Transforming Delivery Through Value Streams
Protiviti's Evan Campbell and Sofia Hansen discuss how organizations can achieve the benefits of value streams by implem...
Subscriber Content
Regulatory Updates
Bogus Whistleblower Complaints Are Making the Rounds
This flash report serves to alert companies to a growing trend of disinformation making the rounds through well-written ...
Subscriber Content
Newsletters
Reimagining the Future Workplace: Ask the Right Questions to Move Forward
This issue of Board Perspectives poses 10 questions boards should ask themselves and management about the evolving workp...
Subscriber Content
Articles
Skills and Scale — The New Finance Labor Model Proves Its Real-World Value
Here, we discuss the results of Protiviti's 2020 Finance Trends Survey and offer steps CFOs and finance leaders can take...
Subscriber Content
Newsletters
The Future Workplace: Getting It Right
This issue of The Bulletin suggests four areas that will present important differentiators for success in articulating a...
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 17
The new edition of Internal Auditing Around the World addresses how internal audit functions have become more adaptable ...
Subscriber Content
Articles
Seven Key Factors to a Successful PMO Transformation
Protiviti’s Joe Breithaupt and James Eick discuss the drivers behind PMO evolution and identify what factors a PMO must ...
Subscriber Content
Articles
Credit Balances and Government Overpayments
In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...
Subscriber Content
Articles
The Future Auditor Faces the Digital Imperative
We outline why the adoption of next-generation best practices needs to be a priority for every internal audit organizati...
Subscriber Content
Articles
From Unprecedented Disruption, an Optimistic Vision for the Future
Protiviti’s Brian Christensen takes a look at audit's next chapter, underscored by the insights shared by audit leaders ...
Subscriber Content
Articles
Gone Phishing: Elaborate Scams Are on the Rise, Are You Smart Enough to Recognize Them?
Protiviti Managing Director Michael Lyons shares a personal experience with, and an in-depth analysis of, a sophisticate...
Subscriber Content
Articles
As Tech CFOs Escalate Return-to-Office Strategies, Opportunities to Innovate Abound
Here, we outline what the technology industry is doing to execute a safe and smooth return to the workplace.
Subscriber Content
Benchmarking Reports
2021 Internal Audit Capabilities and Needs Survey
For most internal audit groups, the next-generation audit journey is just beginning. The results of our 2021 Internal Au...
Subscriber Content
Performer Profiles
SF Express: Digital Agile Audits Focus on Stakeholders’ Needs
Michael Lui, chief audit executive at SF Express, describes his team’s use of agile auditing to guide continuous innovat...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2021 and 2030
This report contains results from our ninth annual risk survey of directors and executives worldwide to obtain their vie...
Subscriber Content
Guides
Auditing Corporate Governance Guide
This tool contains two guides that can be used by auditors to assess and understand the four pillars of an organization’...
Subscriber Content
Articles
Post-Pandemic Real Estate Strategies: It Pays to Be Nimble
This article offers several work-from-home strategies organizations can use to remain agile in a post-COVID world.
Subscriber Content
Articles
Persevering and Prospering in the Time of COVID-19: Accounts Payable
In this article, we share three examples of how Protiviti’s managed business services teams recently overcame significan...
Subscriber Content
Articles
The Critical Importance of Employee Well-Being in the Time of COVID-19
In this article, we offer some ideas for organizations looking to ensure the physical, emotional and social health of em...
Subscriber Content
Articles
Furlough Planning: An Art and a Science Supported by Technology and Sound Change Management
This article outlines the benefits of furlough planning and provides questions senior leaders should consider as they sh...
Subscriber Content
Performer Profiles
Olympus Corporation: ‘‘T’’ Is for Transformation ... and Team
In this profile, Richard Lebitz, global chief internal audit officer at Olympus, summarizes his internal audit team’s fi...
Subscriber Content
Articles
Healthcare Internal Audit During a Pandemic — Going From React to Rethink
This article offers several approaches healthcare internal audit functions can use as they adapt and extend their capabi...
Subscriber Content
Performer Profiles
Rabobank: An Appetite for Audit Innovation
In this profile, Rabobank Global Head of IT Risk and Continuity Management Klaas Leendert Leijendekker explains how his ...
Subscriber Content
Newsletters
Unleash the Power of Adhocracy in the Face of Emerging Risks
This issue of Board Perspectives offers six suggestions from an NACD report outlining how management can foster a risk-s...
Subscriber Content
Checklists & Questionnaires
Compliance Overview Questionnaire
This tool contains 24 sample questionnaires that provide organizations with key risks, expected key controls and questio...
Subscriber Content
Newsletters
Setting Sights on Digital Transformation and Innovation
This issue of Board Perspectives spotlights an NACD Master Class discussion about how boards and their companies can bes...
Subscriber Content
Newsletters
Dispel the Myth of ‘‘Fit’’: Improve Diversity on Your Board
In this issue of Board Perspectives, we provide six suggestions for making demonstrable progress in improving diversity ...
Subscriber Content
Guides
Fraud Detection Guide
This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.
Subscriber Content
Performer Profiles
TopBuild Corp.: Installing an Analytics Champion
In this profile, TopBuild Director of Internal Audit and Chief Audit Executive Ninette Lewis shares how advanced analyti...
Subscriber Content
Newsletters
10 ESG Reporting Questions Directors Should Consider
This issue of Board Perspectives: Risk Oversight poses 10 questions boards should focus on to ensure sustainable and res...
Subscriber Content
Performer Profiles
Lloyds Banking Group: Taking the Reins on Change to Drive Focused Innovation
In this profile, Paul Day, chief internal auditor at Lloyds Banking Group, explains how his team has built a culture of ...
Subscriber Content
Articles
For Financial Industry, Post-Pandemic Resilience Building Should Focus Equally on Operational Successes and Failures
This article offers key strategies finance firms must consider when returning employees to the workplace and identifies ...
Subscriber Content
Articles
Taking Physical Inventory While Working Remotely — A Unique Challenge in Manufacturing
This article explores what has changed the inventory process during the COVID-19 era and shares how companies can adapt ...
Subscriber Content
Checklists & Questionnaires
Common Risk Language Questionnaire
This sample questionnaire contains best practices and questions to consider for communicating and prioritizing risk acro...
Subscriber Content
Articles
Lessons Learned from COVID-19: A Discussion for Board Members
This article outlines the remaining questions from Protiviti’s webinar discussion about ways board members can adjust to...
Subscriber Content
Articles
Bank Culture Reform in Hong Kong
This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...
Subscriber Content
Articles
Rethinking Offshoring? Ideas to Consider as Momentum for Nearshoring Builds
In this article, Protiviti’s Bernie Donachie and John F. Weber discuss the challenges of outsourcing in the new economy ...
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
Subscriber Content
Articles
Going Back to the Office: Determining Key Personnel Risk in a New Reality
This article explores the topic of key personnel risk and gives management several back-to-office factors to consider.
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 16
The future auditor has arrived. It’s a bold statement — and it’s true. The new edition of Internal Auditing Around the W...
Subscriber Content
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
Subscriber Content
Policies & Procedures
Code of Business Conduct Policy
This tool contains three sample policies that outline procedures an organization should use for following proper busines...
Subscriber Content
Policies & Procedures
Delegation of Authority Policy
This tool contains two sample policies that outline standards and procedures related to assigning authority within an or...
Subscriber Content
Articles
So You Had a Plan…Resetting the Technology Portfolio to Align With the Re-Emergence Strategy
This article describes the challenges of the new economy and offers steps the PMO should take to create a technology por...
Subscriber Content
Policies & Procedures
Paid Time Off Policy
This tool contains two sample policies that establish standards associated with providing time off with compensation to ...
Subscriber Content
Articles
Leading Remote Teams in Times of Uncertainty
This article provides a checklist with leading practices and tips for organizations looking to develop more effective re...
Subscriber Content
Articles
Risk Realities and Enterprise Risk Management in 2020
This article offers a list of questions that provides a bird’s-eye view of where your organization is in terms of ERM an...
Subscriber Content
Articles
Economic Conditions, Digital Adoption and Talent Shortage Headline the Top Risks List for Tech Companies in 2020
This article highlights the top risks technology, media and telecommunications (TMT) organizations should keep in mind d...
Subscriber Content
Articles
Respond and Learn: COVID-19 Disruption Provides Opportunities to Improve Operational Resilience
This article provides some insight on the leading practices to help businesses respond, recover and reemerge from the CO...
Subscriber Content
Newsletters
Is Your Board Digitally Savvy?
This issue of Board Perspectives focuses on why boards should possess the digital savviness needed to support the CEO’s ...
Subscriber Content
Newsletters
Getting There Eventually: Finding Equilibrium in Uncertain Times Part 2 — Resilience is the North Star
This issue of The Bulletin is the second of a two-part discussion on the challenge of finding equilibrium amid the coron...
Subscriber Content
Newsletters
COVID-19: Paradigm Shift in the Boardroom
This issue of Board Perspectives discusses five megatrends directors should keep in mind that can impact an organization...
Subscriber Content
Newsletters
Getting There Eventually: Finding Equilibrium in Uncertain Times Part 1 — Build on Your Strengths
This issue of The Bulletin is the first of a two-part discussion on the challenge of finding equilibrium after unprecede...
Subscriber Content
Articles
Risks at the Intersection of Talent, Culture, Innovation and Technology
This article takes a closer look at seven top risks leaders are facing and describes innovative digital thinking strateg...
Subscriber Content
Articles
Remote Workforce Challenges — Managing Employee Productivity
This article discusses agile methodology practices to track time and provides helpful tips for structuring a workday and...
Subscriber Content
Articles
Gender Diversity Can Aid Cybersecurity: CISO Panel Suggests Keys to Greater Female Participation
This article expands on the key takeaways from the Women Leaders in Cyber Security discussion panel of chief information...
Subscriber Content
Articles
Make ESG Part of the Public Company Readiness Checklist — Your Valuation Could Depend on It
This article describes how environmental, social and governance (ESG) reporting could move over time to becoming a must-...
Subscriber Content
Newsletters
COVID-19’s Workplace Disruption: A Test of Board Resiliency
This issue of Board Perspectives: Risk Oversight provides 10 suggestions for board members to consider as CEOs and organ...
Subscriber Content
Benchmarking Tools
Ethics and Compliance Hotline Leading Practices
This tool features several leading practices for managing and understanding an organization’s ethics and compliance hotl...
Subscriber Content
Articles
Focused on Digital Transformation? Lead With People, Not Technology
This article explains why humans continue to be an essential element of company advancement and identifies five key step...
Subscriber Content
Articles
In Transformations, People Are at the Heart of Success
This article describes the four stages of change management and offers suggestions on how finance leaders can promote a ...
Subscriber Content
Articles
Looking for Innovation? 10 Ideas to Help Companies Break the Mold
In this article, Protiviti’s Barbi Goldstein and Kevin Khan outline 10 ideas organizations should consider that can help...
Subscriber Content
Articles
At RegTech Conference, Protiviti and IRTA Sound an Urgent Call for KYC Optimization
This article shares some valuable ‘‘know your customer’’ (KYC) insights and recommendations based on both the results of...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2020: Consumer Products and Services Industry Group Results
This report illustrates the top risks consumer products and services firms should keep in mind throughout 2020, based on...
Subscriber Content
Benchmarking Reports
An Urgent Call for KYC Optimization
This report provides a blueprint for adopting more efficient and effective "know your customer" (KYC) processes that imp...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2020
This report contains results from our eighth annual risk survey of directors and executives to obtain their views on the...
Subscriber Content
Newsletters
Revamping Risk Culture in the Digital Age
This issue of Board Perspectives: Risk Oversight focuses on why organizations might have to undertake more risk than the...
Subscriber Content
Methodologies & Models
Fraud/Integrity Risk Methodology
This tool provides an overview of the integrity risk management process and includes key questions about integrity risks...
Subscriber Content
Articles
The New Tech Balance: Innovation, Talent and Responsibility
This article outlines three necessary pillars of tech balance that can help tech companies thrive today and in the futur...
Subscriber Content
Articles
The Human(e) Side of Digital
This article looks at some current and historical digital transformation trends that provide key lessons for boards and ...
Subscriber Content
Articles
Better Together: CFOs Reveal the Challenges That a Blended Team of Experts Helped Them Overcome
This article is the first of a three-part series to share what Protiviti and Robert Half heard from CFOs who participate...
Subscriber Content
Checklists & Questionnaires
Workplace Dynamics Questionnaire: Technology and Labor Model
This sample questionnaire covers questions directors should consider for a successful workplace and digital labor transf...
Subscriber Content
Checklists & Questionnaires
Compliance Overview Questionnaire: Drug-Free Workplace Act
This sample questionnaire provides an overview, key risks, expected key controls and questions to consider when reviewin...
Subscriber Content
Articles
How Emerging Technology Companies Can Win the War for Talent
This article discusses ways to retain top talent within an organization and provides incentives to maximize an employee’...
Subscriber Content
Newsletters
Is Your Board Focused on the Right Risks?
This issue of Board Perspectives: Risk Oversight highlights the key points defining our road map for strengthening the b...
Subscriber Content
Articles
Top Risks: Winning the War for Talent
This article shares strategies organizations should incorporate to up their recruiting game.
Subscriber Content
Articles
The College Admissions Scandal: Why Every Elite University Should Apply Root Cause Analysis
In this article, Protiviti Managing Director Scott Moritz explains what the recent college admissions scandal means for ...
Subscriber Content
Articles
Why Auditors Rarely Find Fraud
In this article, Protiviti Director Anthony Hodgkinson describes some of the reasons auditors rarely find fraud and offe...
Subscriber Content
Articles
Sustainable Supply Chains — Desired and Required
In this article, Protiviti’s Bernie Donachie and Bob Hirth give their insights on what exactly makes a company sustainab...
Subscriber Content
Articles
Corporate Social Responsibility: Are Tech Firms Doing Enough?
In this podcast transcript, Protiviti leaders Gordon Tucker, Jim DeLoach and Matt Moore discuss corporate social respons...
Subscriber Content
Newsletters
Is Your Board Future-Ready?
This issue of Board Perspectives: Risk Oversight provides eight suggestions for preparing to be a future-ready board.
Subscriber Content
Articles
ESG Reporting Is Now a Competitive Differentiator for Technology Firms
In this article, Gordon Tucker and Bob Hirth explain what it means to be a responsible technology firm and outline issue...
Subscriber Content
Articles
Top Risks 2019: Anxiety Grows Over ‘‘Born Digital’’ Competitors
In this article, Protiviti Managing Director Jonathan Wyatt explains what organizations need to do to obtain a true digi...
Subscriber Content
Articles
Digital Readiness, Talent Retention Top Executive Concerns in 2019, Survey Reveals
This article highlights some of the most intriguing results and insights from this year’s Executive Perspectives on Top ...
Subscriber Content
Articles
The Responsible Tech Firm Series Part 4: Corporate Social Responsibility
Protiviti has published a four-part series on key considerations for the responsible technology firm of the future. This...
Subscriber Content
Benchmarking Reports
2019 Internal Audit Capabilities and Needs Survey
In this benchmarking report, we take an in-depth look at the adoption of next-generation internal audit competencies suc...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2019: Manufacturing and Distribution Industry Group Results
The results of Protiviti’s latest Executive Perspectives on Top Risks Survey suggest that manufacturing and distribution...
Subscriber Content
Articles
Poor Culture and Fraud Risk Mismanagement: Survey Hints That the Connection Isn’t Widely Understood
In this article, Protiviti Managing Director Scott Moritz explores the inextricable link between culture, fraud and misc...
Subscriber Content
Newsletters
The Top Risks for 2019
This issue summarizes five key takeaways from the 2019 Executive Perspectives on Top Risks survey and ranks the highest-...
Subscriber Content
Articles
Maintaining Staffing Equilibrium With a Flexible Workforce
Historically, accounting has been a straightforward function. However, leaders in finance and accounting may find that t...
Subscriber Content
Articles
Top-Performing Environmental Health and Safety Programs Are an Integral Part of Improving Business Performance
Mature environmental health and safety (EHS) programs help companies keep tabs on new and enforceable regulations, integ...
Subscriber Content
Benchmarking Reports
Executive Perspectives on Top Risks in 2019
This report contains extensive analysis of key insights on top risk concerns across several different dimensions, includ...
Subscriber Content
Articles
Time for Technology Companies to Commit to Women in Leadership Roles
A recent study found that companies with a 30 percent female executive team can realize as many as six percentage points...
Subscriber Content
Audit Reports
Enterprise Risk Assessment Board Report
This sample report provides findings from a company’s enterprise risk assessment, including risk assessment process reca...
Subscriber Content
Articles
The Ideal Workforce: Why a 30-Year-Old Employment Model Is Relevant Again
It’s been nearly 30 years since Charles Handy first described what he calls the “shamrock organization” in his groundbre...
Subscriber Content
Benchmarking Reports
2018 White-Collar Crime and Fraud Risk Survey
The results of the latest White-Collar Crime and Fraud Risk Survey reveal some troubling trends that should raise concer...
Subscriber Content
Articles
Narrow Whistleblower Protection May Have Broad Impact
This article explains why it is more important than ever for compliance personnel, internal auditors and boards of direc...
Subscriber Content
Articles
Risk, Strategy, Culture: Internal Auditors Shoot for the Stars
While most people are uncomfortable going into areas that may challenge them, internal auditors need to get comfortable ...
Subscriber Content
Articles
Innovation with a Capital “C” – Culture Concerns Climb for Technology, Media and Communications Companies in 2018
In this article, Protiviti’s Gordon Tucker describes the role culture plays in TMC companies’ ability to compete effecti...
Subscriber Content
Articles
Focus on Culture: How Culture Assessments Can Support the Audit Committee’s Agenda
In this article, Protiviti Executive Vice President Susan Haseley offers some suggestions on how organizations might inc...
Subscriber Content
Newsletters
Corporate Culture: Are You Curious Enough?
In issue 12 of The Bulletin, Protiviti explores the question, “Are organizations curious enough to really understand all...
Subscriber Content
Articles
Six Areas to Assess When Diagnosing Organizational Culture
In this article, popular KnowledgeLeader writer Ann Butera explores and defines six areas you should focus on when evalu...
Subscriber Content
Articles
Risk Culture Audits: Does Your Organization Walk the Talk?
Based on observations from working with financial services industry (FSI) clients and colleagues, Protiviti’s Reema Sing...
Subscriber Content
Articles
Measuring Ethical Culture: Tapping Into “Open Secrets”
A number of corporate scandals have played out on the front pages in the past year that have raised the discourse around...
Subscriber Content
Performer Profiles
Fix Yourself First: Tennessee Valley Authority OIG Leads by Example
The Tennessee Valley Authority (TVA) provides electrical service to more than 9 million customers across portions of sev...
Subscriber Content
Newsletters
Sustaining an Innovation Culture in the Digital Age
Digital transformation is disrupting entrenched incumbents and even whole industries. This issue of Board Perspectives: ...
Subscriber Content
Performer Profiles
Doing Things the Right Way at T-Mobile
For T-Mobile, the “right way” means solving customer pain points and making the customer experience easier, better, more...
Subscriber Content
Performer Profiles
Internal Audit Keeps Takeda’s Deeply Rooted Culture in Focus When Assessing Risk
Katsuaki Kaneko, Head of Group Internal Audit at Takeda says, “…Takeda’s senior management team has given me a mandate —...
Subscriber Content
Policies & Procedures
Workplace Violence Policy
This sample policy establishes procedures to minimize and/or prevent violence and unacceptable behavior in the workplace...
Subscriber Content
Policies & Procedures
Dispute Resolution Policy
The sample policy provides an effective problem-solving and dispute resolution process which every employee can utilize ...
Subscriber Content
Checklists & Questionnaires
Diversity and Inclusion Process Questionnaire
This tool provides insights on the diversity and inclusion process, including key risks, expected key controls and quest...
Subscriber Content
Protiviti Booklets
Internal Auditing Around the World: Volume 13
In our latest edition of Internal Auditing Around the World, we focus on a challenge that places leaders in somewhat unf...
Subscriber Content
Newsletters
The Four C's in Overseeing Internal Audit
This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any...
Subscriber Content
Checklists & Questionnaires
Risk Culture Assessment Questionnaire
This tool focuses on topics that can help shape and support an effective risk culture.
Subscriber Content
Policies & Procedures
Employment of Related Persons Policy
This policy outlines a set of procedures for employment of related persons in order to maintain an atmosphere of fair an...
Subscriber Content
Audit Programs
Social Responsibilities Programs Audit Work Program
This audit program helps internal audit functions identify social responsibility issues that an organization may not be ...
Subscriber Content
Newsletters
Strengthening Your Risk Culture
This issue of Board Perspectives: Risk Oversight looks at how the use of self-assessment techniques can help an organiz...
Subscriber Content
Newsletters
Ten Keys to Managing Reputation Risk
In this issue of The Bulletin, we explore 10 essential keys for managing reputation risk.
Subscriber Content
Newsletters
Focus on the “Tone of the Organization”
While tone at the top is important and a vital foundation, is it enough? This issue of Board Perspectives explains why i...
Subscriber Content
Policies & Procedures
Blog and Social Networking Policy
The purpose of this policy is to ensure that all employee blog and social networking activities incorporate consistent s...
Subscriber Content
Newsletters
Is Your Compliance Management Making a Difference? (The Bulletin: Volume 4, Issue 10)
This issue of The Bulletin focuses on the issues that surround compliance, its current state, true cost and value propos...
Subscriber Content
Newsletters
Electronic Discovery: An Academic Exercise or Your Next Crisis?
This issue of The Bulletin provides ideas for companies to implement practical approaches in proportion to their litigat...
Subscriber Content
Newsletters
The Changing Corporate Governance Landscape and Its Implications
This issue of The Bulletin reviews examples of what the board of directors and management should do as they work to impr...
Subscriber Content
Newsletters
The Role of Personal Accountability in the New Environment
This issue of The Bulletin outlines seven key principles that provide a framework for establishing and reinforcing the p...
Subscriber Content
Blog
COSO ERM Framework: Key Facts You Need to Know
When initiating the project to update its enterprise risk management (ERM) framework, COSO saw opportunitie...
Blog
COSO: Step Up Your ERM, Integrated and Internal Controls
COSO is a framework used by businesses to establish a set of internal controls for integration into their b...
Blog
How to Define Risk Management Goals and Objectives in Your Organization
Risk oversight and risk management are high priorities on the agenda of most organizations. Here are popul...
Blog
How to Easily Revamp Risk Culture in the Digital Age
How many directors can name a chief risk officer who has advised them and the executive team that the organ...
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How to Evaluate Your Corporate Culture
Starting the Process to Evaluate Culture
Internal auditors often talk about the “tone at the top” – the i...