Entity-Level Control

The following 71 items are listed by Content Data.
Blog

A Guide to Self-Assessment Value Proposition

Self-assessment is a process through which an organization utilizes its internal knowledge to identify and ...
Blog

COSO Integrated Control Framework: Important Changes You Need to Know

In January 2013, the updated version of the Committee of Sponsoring Organizations of the Treadway Commissi...
Blog

Disclosure Controls and Procedures: Key Facts You Need to Know

The SEC introduced “disclosure controls and procedures” as a new term in its initial August 29, 2002, relea...
Newsletters

Section 404 Compliance: Planning for Next Year

This issue of The Bulletin focuses on some of the opportunities companies should consider as they plan for Year Three of...
Subscriber Content
Mon, Nov 21, 2005
Protiviti Booklets

Top Priorities for Internal Audit in a Changing Environment

Protiviti recommends 10 strategic priorities for every public and private organization to employ in its IA function in t...
Subscriber Content
Mon, May 29, 2006
Protiviti Booklets

Guide to the Sarbanes-Oxley Act

The questions answered in this booklet have risen in our discussions with clients and others in the marketplace who freq...
Subscriber Content
Mon, Jun 5, 2006
Newsletters

Credit Rating Analysis of Enterprise Risk Management at Nonfinancial Companies: Are You Ready?

This issue of The Bulletin explores how consideration of ERM quality can impact the ratings process and what nonfinancia...
Subscriber Content
Mon, Jun 23, 2008
Newsletters

Ten Common Risk Management Failures and How to Avoid Them

In this issue of The Bulletin, we explore 10 common risk management mistakes and how they can be avoided.
Subscriber Content
Mon, Jan 5, 2009
Newsletters

Risk Oversight: A Board Imperative

Included in the inaugural edition of Board Perspectives: Risk Oversight are questions board members should ask of execut...
Subscriber Content
Mon, Nov 16, 2009
Newsletters

Ten Ways Risk Oversight Can Fail

This issue of Board Perspectives: Risk Oversight reviews 10 causes that can contribute to failure of the board’s risk ov...
Subscriber Content
Mon, Sep 13, 2010
Newsletters

Setting the 2011 Audit Committee Agenda

This issue of The Bulletin provides observations for consideration by boards of directors and their audit committees as ...
Subscriber Content
Mon, Jan 17, 2011
Newsletters

Recommendations from Protiviti’s Board Risk Oversight Survey

In the prior issue, we provided insights into the areas where the risk oversight process could be improved.
Subscriber Content
Mon, Jan 17, 2011