Financial Services Industry

Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...

Boards and management of mid-sized and regional banks need to be prepared for increased scrutiny of the risk implication...

CFOs in the technology sector met to discuss leading industry practices, trends and other topics of mutual interest in a...

Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.

SoFi Chief Audit Executive Eduardo Ramos highlights his team’s progress toward its goal of using data-driven audits.

Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...

This policy provides standard procedures to reconcile cash accounts at a bank.

Audit Analytics examines the notable upsurge of going concerns in the finance industry.

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...

This sample policy establishes guidelines for a company’s activities related to opening, closing and maintaining financi...

Detlef Thomann, head of group audit at Commerzbank, describes his team’s continuous auditing approach to constantly asse...

This guide is designed to help auditors respond to organizational risks more timely and provide insights to management t...