The following 107 items are listed by Content Data.
Articles
Building Blocks for an Effective AML Enterprisewide Risk Assessment
This paper discusses the challenges associated with the anti-money laundering (AML) enterprisewide AML risk assessment (...
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Articles
Advanced Data Mining Technologies and AI Can Aid Firms’ Transition from LIBOR to Alternative Risk-Free Rates
In this article, Protiviti Managing Directors Douglas Wilbert and Todd Pleune explain how replacing the LIBOR rate affec...
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Performer Profiles
Accenture PLC: Assessing Internal Audit’s Competencies of the Future Today
In this profile, Accenture Internal Audit Services Managing Director Kathy Perrott discusses how she uses advanced techn...
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Articles
Managing Risk in an Agile Organization
This article shares Protiviti’s perspective and philosophy on establishing leading practices for ensuring that risk mana...
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Articles
Getting Operational Resilience Right
This article outlines six key actions firms should be taking to support and evolve their approach to operational resilie...
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Articles
Legacy Core Systems Outlook: Advancing Technologies Are Hastening the Necessity to Modernize
This article summarizes key points from Protiviti’s recent white paper on the disruptive influence that the cloud and AP...
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Articles
U.S. Bank Regulators Encourage Innovation in the Fight Against Financial Crime
Protiviti Senior Managing Director Carol Beaumier explores the federal regulators’ push for innovation and what it means...
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Audit Programs
Fraud Prevention Process: Debit and Credit Card Transactions Audit Work Program
This audit program identifies and evaluates the effectiveness of a debit and credit card service provider’s fraud preven...
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Requests for Proposals - RFPs
Request for Proposal: Assess Internal Audit Coverage of Banking Subsidiaries
This request for proposal is designed for organizations seeking service providers to evaluate their internal audit appro...
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Requests for Proposals - RFPs
Request for Proposal: Financial Institution Quality Assessment Review
This sample request for proposal (RFP) is designed for a financial institution seeking a service provider to conduct an ...
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Checklists & Questionnaires
Banking Controls: Management Control Structure Evaluation Questionnaire
This guide is designed to assist management in analyzing the effectiveness of a company's management control structure M...
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Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial rep...
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