Financial Services Industry

The following 107 items are listed by Content Data.
Policies & Procedures

Revenue Recognition Policy

This sample policy is designed to help organizations recognize revenue on sales transactions in a timely manner.
Subscriber Content
Mon, Sep 12, 2022
Policies & Procedures

Financial Statement Preparation Policy

The two sample policies included in this tool outline procedures to ensure content quality when creating financial state...
Subscriber Content
Mon, Sep 5, 2022
Performer Profiles

Standard Chartered: Creating an Organization That Is “Resilient by Design”

Standard Chartered Managing Director and Group Head of Audit Micky Bhansali explains how his team has progressed in its ...
Subscriber Content
Mon, Aug 22, 2022
Articles

Pent-Up Demand in the U.S. Lifts Commercial Real Estate Short-Term

Protiviti’s Jon Critelli and Joe Kornik sat down to discuss the U.S. commercial real estate sector and how it’ll impact ...
Subscriber Content
Mon, Jun 27, 2022
Audit Programs

Consumer Credit Lending Audit Work Program

This tool contains two work program samples that highlight general steps an organization should follow with respect to e...
Subscriber Content
Mon, May 30, 2022
Benchmarking Reports

Executive Perspectives on Top Risks in 2021 and 2030: Private-Equity Owned Company Results

This report outlines the top risks PE-owned firms need to know moving forward, based on the results of Protiviti’s Execu...
Subscriber Content
Mon, May 23, 2022
Performer Profiles

Knowles Corporation: Tuning in Closely to Stakeholder Feedback

In this profile, Simon Ong, chief audit executive at Knowles Corporation, explains how his team’s collaborative approach...
Subscriber Content
Mon, Feb 28, 2022
Audit Programs

Payment Card Industry Audit Work Program

The general steps included in this work program sample can be used by organizations to examine the security of their cre...
Subscriber Content
Mon, Feb 28, 2022
Performer Profiles

Inchcape plc: Finding Reward in Resilience – Internal Audit as a Beacon for the Future

In this profile, Inchcape’s Group Head of Internal Audit Joanna Sheppard shares how her team’s overarching view of the o...
Subscriber Content
Mon, Dec 20, 2021
Performer Profiles

FIS: Leveraging the Power of Emerging Technology for Greater Assurance

In this profile, FIS Chief Audit Executive John Eagle shares how his team utilizes advanced technology to focus on ongoi...
Subscriber Content
Mon, Nov 8, 2021
Performer Profiles

DBS Bank: Using Data to Highlight Risks, Increase Resilience and Usher in the Future of Audit

In this profile, Derrick Goh, managing director and head of group audit at DBS, describes how data has helped his team b...
Subscriber Content
Mon, Oct 18, 2021
Benchmarking Tools

Financial Instrument Risk Key Performance Indicators (KPIs)

This tool contains business risks and questions organizations should address when handling their financial instruments.
Subscriber Content
Mon, Sep 27, 2021