The following 107 items are listed by Content Data.
Articles
Hard Times Bring Out the Best in People — Well, Not Always
In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
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Articles
Insights from COVID-19 References in CAMs
Audit Analytics analyzes the pandemic’s significant impact on public company reports, including appearing in CAMs commun...
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Performer Profiles
Zurich Insurance Company Ltd: The Leading Edge of Internal Audit Transformation
In this profile, Zurich Head of Group Audit Martin Struder summarizes the key drivers of his internal audit team’s trans...
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Articles
As Regulators Boost Market Surveillance Capabilities, Firms Should Enhance Self-Monitoring to Reduce Trading Violations
This article offers five recommendations that firms can use to proactively manage market abuses in this heightened regul...
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Performer Profiles
Microsoft Corporation: Leading With What’s Next in Agile Auditing
In this profile, Michael Williams, group IT audit program manager at Microsoft, explains how his team has leveraged agil...
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Articles
Top of Mind Compliance Issues for 2021 – The AML Act of 2020
This article summarizes many key provisions from the Anti-Money Laundering Act of 2020 that should be top of mind for ma...
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Articles
Fintechs and Regulatory Compliance — A Happily Ever After?
Protiviti’s Owen Strijland shares his insights on how fintechs can overcome the AML challenges related to becoming PSD2-...
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Performer Profiles
Rabobank: An Appetite for Audit Innovation
In this profile, Rabobank Global Head of IT Risk and Continuity Management Klaas Leendert Leijendekker explains how his ...
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Articles
New Territory: Private Equity Firms Eye the 401K Market
This article recaps the U.S. Department of Labor’s recent Information Letter and outlines key risks private equity firms...
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Articles
Cloud Oversight in Financial Services: Understanding Responsibility and Control
This article explains how internal audit functions can provide ongoing assurance on their institutions’ use of cloud com...
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Articles
CECL and the AICPA Practice Aid (Part 4): Modeling Considerations and COVID-19
Part 4 of our AICPA Practice Aid highlights the pandemic’s impact on loss models and provides key considerations finance...
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Articles
For Financial Industry, Post-Pandemic Resilience Building Should Focus Equally on Operational Successes and Failures
This article offers key strategies finance firms must consider when returning employees to the workplace and identifies ...
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