Financial Services Industry

The following 107 items are listed by Content Data.
Regulatory Updates

U.S. Banking Regulators Finalize (Finally) Revised Third-Party Risk Management Guidance

Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...
Subscriber Content
Mon, Jun 26, 2023
Articles

What Do the Silicon Valley Bank and Signature Bank Failures Mean for Bank Supervision?

Boards and management of mid-sized and regional banks need to be prepared for increased scrutiny of the risk implication...
Subscriber Content
Mon, May 22, 2023
Articles

Tech CFOs Discuss Banking Market Disruption and People Problems

CFOs in the technology sector met to discuss leading industry practices, trends and other topics of mutual interest in a...
Subscriber Content
Mon, Apr 24, 2023
Articles

2021 Auditor Market Share of Insurance Companies

Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.
Subscriber Content
Mon, Apr 10, 2023
Performer Profiles

SoFi: Leveraging Technology to Drive the Audit of the Future

SoFi Chief Audit Executive Eduardo Ramos highlights his team’s progress toward its goal of using data-driven audits.
Subscriber Content
Mon, Apr 3, 2023
Articles

Chair of Absa Group: For Workers, Offices and Operations, Flexibility Is Key to Future Success

Read this conversation between Protiviti’s Joe Kornik and Absa Group Chair Wendy Lucas-Bull about the future of workers,...
Subscriber Content
Mon, Feb 20, 2023
Policies & Procedures

Cash Account Reconciliations Policy

This policy provides standard procedures to reconcile cash accounts at a bank.
Subscriber Content
Mon, Feb 13, 2023
Articles

Finance Industry Going Concerns Trends

Audit Analytics examines the notable upsurge of going concerns in the finance industry.
Subscriber Content
Mon, Jan 30, 2023
Guides

Strategy Assessment Guide

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...
Subscriber Content
Mon, Jan 30, 2023
Policies & Procedures

Banking/Financial Institution Account Policy

This sample policy establishes guidelines for a company’s activities related to opening, closing and maintaining financi...
Subscriber Content
Tue, Jan 3, 2023
Performer Profiles

Commerzbank AG: Investing in Agility and Creating “Digilog”

Detlef Thomann, head of group audit at Commerzbank, describes his team’s continuous auditing approach to constantly asse...
Subscriber Content
Mon, Dec 12, 2022
Guides

Risk-Based Auditing Guide

This guide is designed to help auditors respond to organizational risks more timely and provide insights to management t...
Subscriber Content
Mon, Dec 5, 2022