Foreign Corrupt Practices Act

The following 11 items are listed by Content Data.
Policies & Procedures

Code of Business Conduct Policy

This tool contains three sample policies that outline procedures an organization should use for following proper busines...
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Mon, Oct 12, 2020
Policies & Procedures

Foreign Corrupt Practices Act Policy

This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
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Mon, Aug 17, 2020
Checklists & Questionnaires

Corruption Risk Management Questionnaire

This questionnaire can be used to assess an organization's management of corruption risk, the Foreign Corrupt Practices ...
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Mon, Apr 8, 2019
Audit Programs

Foreign Corrupt Practices Act (FCPA) Audit Work Program

This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977.
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Mon, Mar 25, 2019
Benchmarking Reports

2018 White-Collar Crime and Fraud Risk Survey

The results of the latest White-Collar Crime and Fraud Risk Survey reveal some troubling trends that should raise concer...
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Mon, Sep 17, 2018

Operationalizing Compliance: Conduct at the Top, Accountability Are Key

In February of 2017, the U.S. Department of Justice (DOJ) Fraud Section released the Evaluation of Corporate Compliance ...
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Mon, Jun 18, 2018

Fine-Tuning Your Corruption Risk Management

Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
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Mon, Apr 8, 2013
Policies & Procedures

Anti-Bribery Compliance Program Policy

This sample outlines a set of policies and procedures to prevent violation of any and all national and international ant...
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Mon, Oct 8, 2012

Managing Corruption Risk

This issue of Board Perspectives: Risk Oversight shares how a robust anti-corruption program can save companies from the...
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Mon, Jul 11, 2011

Managing Corruption Risk Involving Foreign Officials and Avoiding Its Impact on Reputation

This issue of The Bulletin briefs on how to manage corruption risk and uses the FCPA as a framework for this discussion....
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Mon, Jun 22, 2009

How to Monitor Transaction Governance for Anti-Money Laundering

Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Mon, Mar 16, 2020