The following 405 items are listed by Content Data.
Policies & Procedures
Company-Leased Vehicle Policy
This sample policy is designed to help organizations establish guidelines for the business use of company-leased vehicle...
Checklists & Questionnaires
Disclosure Controls Questionnaire
Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
Methodologies & Models
Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
Subscriber Content
Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
Checklists & Questionnaires
System Implementation Process Questionnaire
The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Policies & Procedures
Record Retention Policy
This tool contains five sample policies that establish standards and procedures for the retention of electronic and pape...
Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
Methodologies & Models
Six Elements of Infrastructure for Stock Compensation Processes and Controls
This sample document includes the six elements of infrastructure for an organization's stock compensation process.
Subscriber Content
Policies & Procedures
Vehicle Procurement Policy
Utilize this policy to define and establish the responsibilities, internal controls and required authorizations for the ...
Audit Programs
Intellectual Property Network Audit Work Program
In this work program sample, we outline general best-practice steps for the intellectual property network audit process.
Benchmarking Reports
2022 Sarbanes-Oxley Compliance Survey
The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
Subscriber Content