Investigations/Forensics

The following 15 items are listed by Content Data.
Blog

Electronic Discovery Risks, Challenges and Procedures

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...
Audit Programs

Information Security Audit Work Program

This work program is intended to provide an internal audit team with guidance and direction when evaluating information ...
Subscriber Content
Mon, Mar 25, 2013
Guides

eDiscovery Practices and Procedures Guide

This document can be used as a guide to understand and demonstrate the practices and procedures related to electronic di...
Subscriber Content
Mon, Jan 16, 2017
Articles

Measuring Ethical Culture: Tapping Into “Open Secrets”

A number of corporate scandals have played out on the front pages in the past year that have raised the discourse around...
Subscriber Content
Mon, Jun 4, 2018
Articles

Operationalizing Compliance: Conduct at the Top, Accountability Are Key

In February of 2017, the U.S. Department of Justice (DOJ) Fraud Section released the Evaluation of Corporate Compliance ...
Subscriber Content
Mon, Jun 18, 2018
Articles

Narrow Whistleblower Protection May Have Broad Impact

This article explains why it is more important than ever for compliance personnel, internal auditors and boards of direc...
Subscriber Content
Mon, Sep 17, 2018
Articles

Too Much of a Good Thing (Especially Audit Planning) is Bad

Conventional wisdom tells us that “you can’t get too much of a good thing.” This is certainly true when it comes to choc...
Subscriber Content
Mon, Nov 26, 2018
Articles

Highlighting Recent Cyber-Related Financial Losses, the SEC Urges Public Companies to Revisit Internal Accounting Controls

This article offers insights on the SEC’s report advising public companies to review internal accounting controls relate...
Subscriber Content
Mon, Apr 8, 2019
Articles

The College Admissions Scandal: Why Every Elite University Should Apply Root Cause Analysis

In this article, Protiviti Managing Director Scott Moritz explains what the recent college admissions scandal means for ...
Subscriber Content
Mon, Jul 15, 2019
Articles

Considering Internal Whistleblower Systems When Evaluating External Risk

In this article, Audit Analytics outlines the importance of assessing an internal whistleblower system when evaluating t...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires

Electronic Discovery Questionnaire

This sample questionnaire can be used by the board and management to reduce the costs, burden and time associated with r...
Subscriber Content
Mon, Aug 26, 2019
Audit Programs

Email Surveillance Audit Program

This audit program sample provides general steps organizations can use to perform an email surveillance audit.
Subscriber Content
Mon, Jan 13, 2020