IT Controls

The following 185 items are listed by Content Data.
Checklists & Questionnaires

IFRS Questionnaire

There are many practical issues surrounding the possible future use of International Financial Reporting Standards (IFRS...
Subscriber Content
Mon, Jul 1, 2019
Articles

Cyber Risk Assessment: Moving Past the ‘‘Heat Map Trap’’

In this article, Protiviti Associate Director Vince Dasta offers a clear path to implementing a risk assessment program ...
Subscriber Content
Mon, Jun 17, 2019
Checklists & Questionnaires

IT Selection and Integration Risk Questionnaire

IT integration is a process in which separately produced components or subsystems are combined and problems in their int...
Subscriber Content
Mon, Jun 10, 2019
Checklists & Questionnaires

Entity-Level Controls Information and Communication Questionnaire

This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
Subscriber Content
Mon, May 27, 2019
Requests for Proposals - RFPs

Request for Qualifications: IT Professional Services Qualified Vendor List

This is a sample request for qualified IT services to help create an IT vendor list for multiple-year projects. The info...
Subscriber Content
Mon, May 20, 2019
Memos

IT Governance Diagnostic Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s IT governance...
Subscriber Content
Mon, May 13, 2019
Checklists & Questionnaires

IT Employee Termination Checklist

This checklist outlines steps to follow when an IT employee stops working for a company.
Subscriber Content
Mon, Apr 29, 2019
Audit Reports

Sarbanes-Oxley Year-End Audit Committee Report

This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
Subscriber Content
Mon, Apr 29, 2019
Articles

Building Bot Boundaries: RPA Controls in SOX Systems

This article examines some of the SOX compliance challenges that may result from an RPA implementation and how to avoid ...
Subscriber Content
Mon, Apr 1, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Checklists & Questionnaires

Information Technology (IT) General Controls Questionnaire

This tool provides questions to consider when assessing a company’s information technology (IT) controls.
Subscriber Content
Mon, Dec 3, 2018
Audit Reports

IT Risks and Controls Review Report

The objective of this audit report is to reduce the volume of controls across applications, infrastructure and IT proces...
Subscriber Content
Mon, Nov 5, 2018