Laws & Regulations

The following 291 items are listed by Content Data.
Regulatory Updates

Accounting Research Manager

The following accounting update summaries are provided courtesy of Accounting Research Manager, a subscription service t...
Mon, Jul 24, 2023
Articles

London Stock Exchange Auditor Changes: 2022

Audit Analytics examines the overall clients listed on the London Stock Exchange (LSE) in 2022.
Subscriber Content
Mon, Jul 24, 2023
Policies & Procedures

Employer and Employee Rights Policy

This sample policy outlines the statutory and contractual rights of employees in the workplace.
Subscriber Content
Mon, Jul 17, 2023
Newsletters

What Role Should Compliance Play in ESG?

This edition of Compliance Insights highlights emerging ESG topics and explains how compliance officers can implement ef...
Subscriber Content
Mon, Jul 17, 2023
Articles

Who Audits Public Companies – 2023 Edition

Audit Analytics looks at the annual market share analysis of auditor engagements for public companies as of May 14, 2023...
Subscriber Content
Mon, Jul 10, 2023
Checklists & Questionnaires

Business Continuity Compliance Questionnaire

The compliance-based questions in this sample can be used to evaluate your business continuity management process.
Subscriber Content
Mon, Jul 3, 2023
Articles

Technical Debt Demands Your Attention

This article addresses the critical concerns of technical debt and offers five recommended actions CFOs should take as s...
Subscriber Content
Mon, Jul 3, 2023
Articles

Zero Trust: Zero Value or a Trust Enabler?

How organizations can strike a balance between uninformed action and overpreparation when launching a zero-trust strateg...
Subscriber Content
Mon, Jul 3, 2023
Articles

Auditor Changes in Canada: 2022

Audit Analytics examines the total new engagements among Canadian auditor changes in calendar year 2022.
Subscriber Content
Mon, Jun 26, 2023
Regulatory Updates

U.S. Banking Regulators Finalize (Finally) Revised Third-Party Risk Management Guidance

Learn about the finalized and revised third-party risk management guidance by U.S. banking regulators, ensuring robust r...
Subscriber Content
Mon, Jun 26, 2023
Articles

Reshaping Loan Servicing Compliance

Servicers should take this multipronged approach to address the growing set of regulatory asks and sharpen their focus o...
Subscriber Content
Mon, Jun 19, 2023
Articles

Three Essential Security Considerations for Your SAP S/4 Implementation

SAP S/4 implementation projects must have the right risk mitigation measures in place as the system goes live.
Subscriber Content
Mon, Jun 19, 2023