Laws & Regulations

The following 291 items are listed by Content Data.
Articles

2021 Auditor Market Share of Registered Investment Advisers

Audit Analytics looks at the audit firm market share of registered investment advisers broken down by U.S. region.
Subscriber Content
Mon, Jun 12, 2023
Newsletters

A Call for Transparency Amid a Shifting Legal and Regulatory Landscape

This issue of Board Perspectives explains how boards can shore up their governance and oversight in light of emerging tr...
Subscriber Content
Mon, May 29, 2023
Articles

Big Data or Big Brother? Streetlights Versus Surveillance in San Diego's Smart City Quest

Read this conversation between Saving the City Executive Producer Ron Blatman and Protiviti’s Joe Kornik about finding a...
Subscriber Content
Mon, May 29, 2023
Policies & Procedures

Data Management: Records Retention Policy

This sample policy ensures that legal statutes and industrial and business requirements regarding data retention are obs...
Subscriber Content
Mon, May 29, 2023
Articles

Reviewing SEC Accounting and Auditing Enforcement Activities

Audit Analytics looks at financial reporting enforcement records dating back to October 1999 and covers Accounting and A...
Subscriber Content
Mon, May 29, 2023
Guides

Initial Public Offering (IPO) Guide

This tool contains two sample guides that can be used for successfully handling and organizing a private company’s publi...
Subscriber Content
Mon, May 22, 2023
Articles

2020 Audit Firm Market Share of ERISA

Audit Analytics examines the audit firm market shares of ERISA benefit plans broken down by single employer, multiemploy...
Subscriber Content
Mon, May 8, 2023
Articles

Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures

This white paper provides an overview of the current global ESG regulatory dynamic and outlines steps companies should t...
Subscriber Content
Mon, May 1, 2023
Articles

2021 Auditor Market Share of Non-Profits

Audit Analytics looks at the audit firm market share of non-profits broken down by sectors such as education, public ser...
Subscriber Content
Mon, Apr 24, 2023
Regulatory Updates

COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting

COSO has released supplemental guidance on how to effectively apply the 2013 Internal Control — Integrated Framework (IC...
Subscriber Content
Mon, Apr 17, 2023
Articles

2021 Auditor Market Share of Insurance Companies

Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.
Subscriber Content
Mon, Apr 10, 2023
Performer Profiles

SoFi: Leveraging Technology to Drive the Audit of the Future

SoFi Chief Audit Executive Eduardo Ramos highlights his team’s progress toward its goal of using data-driven audits.
Subscriber Content
Mon, Apr 3, 2023