Process-Level Control

The following 201 items are listed by Content Data.
Blog

Are You Properly Managing Cash Flow Risks?

Cash flow management is the mobilization of company funds, the investment of these funds to produce income ...
Blog

Do You Have Adequate Documentation for Your Business Processes?

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...
Blog

Segregation of Duties: Key Facts You Need to Know

Segregation of duties (SoDs) is an important concept to internal control frameworks, financial reporting an...
Protiviti Booklets

Guide to the Sarbanes-Oxley Act

The questions answered in this booklet have risen in our discussions with clients and others in the marketplace who freq...
Subscriber Content
Mon, Jun 5, 2006
Protiviti Booklets

Spreadsheet Risk Management: Frequently Asked Questions

This booklet represents a pragmatic response to spreadsheet risk based on real business needs.
Subscriber Content
Mon, Jul 6, 2009
Policies & Procedures

Internal Control Policy

This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...
Subscriber Content
Mon, Mar 28, 2011
Policies & Procedures

Hourly Payroll Policy

This policy provides consistent hourly payroll processing procedures to ensure adequate standards of internal accounting...
Subscriber Content
Mon, Jun 20, 2011
Process Flows

User Access Security Process Flow

This sample process flow outlines the steps to manage user access changes to company IT systems.
Subscriber Content
Mon, Jun 20, 2011
Policies & Procedures

Control Transition Policy

This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
Subscriber Content
Mon, Jul 30, 2012
Process Flows

SOX Process Flow: High-Level Methodology

This process flow documents a high-level methodology for Sarbanes-Oxley compliance.
Subscriber Content
Mon, Jul 30, 2012
Policies & Procedures

Capitalization and Fixed Asset Accounting Policy

This policy provides guidelines for capitalizing, depreciating, transferring, disposing and maintaining control of capit...
Subscriber Content
Mon, Oct 1, 2012
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Mon, Feb 25, 2013