Process-Level Control

The following 199 items are listed by Content Data.
Methodologies & Models

Legal Spend Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s legal spend management process a...
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Mon, Sep 12, 2022
Checklists & Questionnaires

Accounts Receivable Internal Controls Questionnaire

The two sample questionnaires in this document can be used to perform a control self-assessment of the accounts receivab...
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Mon, Mar 21, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
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Mon, Mar 7, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Metadata Management RCM

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
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Mon, Feb 28, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Checklists & Questionnaires

Control Self-Assessment Questionnaire

The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
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Mon, Feb 21, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Reference and Master Data Management RCM

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
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Mon, Dec 20, 2021
Risk & Control Matrices - RCMs

Manage Data Center Operations: Data Warehouse and Business Intelligence Management RCM

This document outlines risks and controls common to data warehouse and business intelligence management in a risk contro...
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Mon, Dec 6, 2021
Benchmarking Tools

Transportation Risk Key Performance Indicators (KPIs)

This benchmarking tool is designed to help an organization improve its transportation function and assess performance on...
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Mon, Nov 15, 2021
Risk & Control Matrices - RCMs

Manage Security and Privacy: Manage Security Configurations RCM

This document outlines risks and controls common to managing security configurations during the security and privacy man...
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Mon, Sep 27, 2021
Audit Programs

Application Audit Work Program

This tool includes three audit program samples that can be used by organizations to evaluate and improve business unit a...
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Mon, Aug 23, 2021
Audit Reports

Purchase-to-Payment Review Audit Report

This document contains three sample audit reports that can be used by auditors to learn how other organizations conducte...
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Mon, Aug 16, 2021