Process-Level Control

The following 92 items are listed by Content Data.
Process Flows

Acquisition Process Flow

This acquisition process flow focuses on identification and assessment of the target company, due diligence, finalizing ...
Subscriber Content
Mon, Nov 28, 2016
Risk & Control Matrices - RCMs

Manage Systems Development Lifecycle (SDLC) RCM

This document outlines risks and controls common to the “manage systems development lifecycle (SDLC)” process in a risk ...
Subscriber Content
Mon, Nov 28, 2016
Process Flows

Accounts Payable Process Flow

This process flow focuses on vendor management, purchase requisition/PO approval, invoice processing, cash disbursement ...
Subscriber Content
Mon, Nov 21, 2016
Process Flows

Accounts Receivable Process Flow

This process flow focuses on the accounts receivable process including steps for credit review and credit limit granting...
Subscriber Content
Mon, Nov 7, 2016
Process Flows

Equity Stock Compensation Process Flow

This process flow focuses on stock awards, stock option exercises, employee stock purchase plans, and stock-based compen...
Subscriber Content
Mon, Oct 31, 2016
Process Flows

Forecasting and Budget-vs-Actual Analysis Process Flow

This process flow focuses on the development of the annual plan, development of the quarterly forecast, and the quarterl...
Subscriber Content
Mon, Oct 10, 2016
Process Flows

Impairment Process Flow

This process flow details the various steps involved in the impairment process, covering determination of reporting unit...
Subscriber Content
Mon, Oct 10, 2016
Process Flows

Inventory Process Flow

This process flow details the various steps involved within the manufacturing and inventory processes, including bill of...
Subscriber Content
Mon, Oct 3, 2016
Memos

Internal Control Audit Instructions Memo

This memo documents instructions for reviewing and testing a company's internal control environment.
Subscriber Content
Mon, Sep 26, 2016
Memos

Issue Identification Memo

This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Mon, Sep 19, 2016
Process Flows

Property and Equipment Process Flow

This process flow details the various steps involved in managing property and equipment, including write-offs, disposals...
Subscriber Content
Mon, Sep 19, 2016
Process Flows

Revenue and Accounts Receivable Process Flow

This process flow details the steps involved in the processes within the revenue and accounts receivable function.
Subscriber Content
Mon, Sep 12, 2016