The following 92 items are listed by Content Data.
Checklists & Questionnaires
Sarbanes-Oxley Testing Documentation Questionnaire
This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
Subscriber Content
Checklists & Questionnaires
Root Cause Analysis Questionnaire
This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
Subscriber Content
Checklists & Questionnaires
Process-Level Analytics Questionnaire
This sample questionnaire explains the benefits of using analytics tools to monitor and enhance process-level monitoring...
Subscriber Content
Checklists & Questionnaires
Control Rationalization and Cost-Effectiveness Questionnaire
This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...
Subscriber Content
Methodologies & Models
Capability Maturity Model (CMM)
The capability maturity model can be used to measure the maturity of an organization’s improved performance and to assis...
Subscriber Content
Methodologies & Models
Six Elements of Infrastructure
This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...
Subscriber Content
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: 10-K Preparation RCM
This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...
Subscriber Content
Risk & Control Matrices - RCMs
Develop Sales and Marketing Strategy Risk and Control Matrix (RCM)
This document outlines risks and controls common to the sales and marketing strategy process in a risk control matrix (R...
Subscriber Content
Checklists & Questionnaires
Data Center General Controls Questionnaire
This sample questionnaire can be used to measure the processes associated with an organization’s mainframe data center g...
Subscriber Content
Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
Subscriber Content
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Reporting RCM
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...
Subscriber Content
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Subscriber Content