The following 92 items are listed by Content Data.
Checklists & Questionnaires
IT Application Management Self-Assessment Questionnaire
This high-level self assessment questionnaire can be used by an auditee prior to a review of IT application management.
Subscriber Content
Checklists & Questionnaires
IT Asset Management Self-Assessment Questionnaire
This tool includes questions to consider when reviewing an organization’s IT management process.
Subscriber Content
Risk & Control Matrices - RCMs
Manage Fixed Assets: Disposals RCM
This document outlines risks and controls common to the “disposal risk” aspect of the fixed assets process in a risk con...
Subscriber Content
Risk & Control Matrices - RCMs
Manage and Administer Benefits: Healthcare Reimbursement Accounts RCM
This document outlines risks and controls common to the ‘‘manage healthcare reimbursements accounts process’’ in a risk ...
Subscriber Content
Guides
Process Overview Form Guide
This sample document provides instructions on using process overview forms and includes a blank template and a completed...
Subscriber Content
Checklists & Questionnaires
Quarterly Internal Control Self-Assessment Questionnaire
This questionnaire helps to identify company’s internal control issues in order to maximize internal audit resources and...
Subscriber Content
Audit Reports
Sarbanes-Oxley Section 404 Process Prioritization Audit Report
This document outlines the process that management utilizes for determining the final process criticality for a SOX 404 ...
Subscriber Content
Risk & Control Matrices - RCMs
Purchase Materials and Supplies: P-Card Purchases RCM
This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...
Subscriber Content
Policies & Procedures
IT Automated Controls Policy
This sample policy outlines the internal control testing processes and the testing frequency of automated controls at a ...
Subscriber Content
Guides
Process Documentation Narrative and Flow Chart Guide
This guide outlines documentation techniques to develop an adequate understanding of any processing environment. It also...
Subscriber Content
Checklists & Questionnaires
Internal Controls Structure Questionnaire
The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by ...
Subscriber Content
Process Flows
Tax Process Flow
This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete ite...
Subscriber Content