Sarbanes-Oxley Act

The following 273 items are listed by Content Data.
Checklists & Questionnaires

Disclosure Controls Questionnaire

Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
Mon, Sep 19, 2022
Checklists & Questionnaires

System Implementation Process Questionnaire

The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Mon, Sep 5, 2022
Methodologies & Models

Six Elements of Infrastructure for Data Analytics

This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Mon, Aug 29, 2022
Checklists & Questionnaires

Sarbanes-Oxley Process Walkthrough Questionnaire

This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
Mon, Aug 22, 2022
Policies & Procedures

Fraud Policy

This document includes three sample policies that facilitate the development of controls that will aid in the detection ...
Mon, Aug 8, 2022
Checklists & Questionnaires

Internal Audit Re-Engineering Questionnaire

This tool contains two sample documents that outline questions internal auditors should ask when evaluating the organiza...
Mon, Jul 25, 2022
Benchmarking Reports

2022 Sarbanes-Oxley Compliance Survey

The 2022 edition of Protiviti's annual SOX report shows that costs and hours continue to increase across most, if not al...
Mon, Jul 25, 2022
Requests for Proposals - RFPs

Request for Proposal: Sarbanes-Oxley Compliance

This tool contains two sample requests for proposals (RFPs) that can be used by organizations seeking a qualified servic...
Mon, May 30, 2022
Performer Profiles

Masonite International Corporation: Opening Doors to the Possibilities of Resilience

Masonite Vice President and Chief Audit Executive Katie Shellabarger explains how her team’s focus on business resilienc...
Mon, May 23, 2022
Checklists & Questionnaires

Project Management Office (PMO) Questionnaire

The questions included in this tool can be used to evaluate your project management office (PMO) functionality and proce...
Mon, May 16, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Mon, Mar 21, 2022
Checklists & Questionnaires

Accounts Receivable Internal Controls Questionnaire

The two sample questionnaires in this document can be used to perform a control self-assessment of the accounts receivab...
Subscriber Content
Mon, Mar 21, 2022