Sarbanes-Oxley Act

The following 226 items are listed by Content Data.
Guides

Control Gap Remediation Methodology Training Guide

This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Subscriber Content
Mon, Jul 10, 2023
Policies & Procedures

Finance End-User Computing Policy

This document contains three sample policies that provide guidelines and procedures for reviewing an organization’s fina...
Subscriber Content
Mon, Jun 26, 2023
Guides

Guide to Implementing a Self-Assessment Program

In this tool, we have included three guides that outline the best-practice elements and processes related to developing ...
Subscriber Content
Mon, Jun 19, 2023
Guides

Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide

This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
Subscriber Content
Mon, Jun 5, 2023
Guides

Standardizing Documentation for Internal Controls Guide

This presentation serves as a guide to achieving standardization for internal control documentation.
Subscriber Content
Mon, May 15, 2023
Guides

Sarbanes-Oxley Section 404: Report Testing Methodology Guide

This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Mon, Apr 3, 2023
Policies & Procedures

Control Transition Policy

This policy establishes procedures to ensure the continued integrity of a company’s internal controls system.
Subscriber Content
Mon, Mar 27, 2023
Audit Programs

Spreadsheet Audit Work Program

Use the general best-practice steps included in this document to perform an effective spreadsheet audit.
Subscriber Content
Mon, Mar 20, 2023
Requests for Proposals - RFPs

Request for Proposal: Sarbanes-Oxley Compliance

This tool contains three sample requests for proposals (RFPs) that can be used by organizations seeking a qualified serv...
Subscriber Content
Mon, Mar 13, 2023
Guides

Assessing Risks and Internal Controls Guide

This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Mon, Feb 27, 2023
Guides

Internal Control Strategy Communication Guide

This guide outlines an example process to facilitate and communicate changes necessary to strengthen an organization’s i...
Subscriber Content
Mon, Feb 20, 2023
Audit Programs

Database Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to perform a database administrat...
Subscriber Content
Mon, Feb 13, 2023