The following 226 items are listed by Content Data.
Articles
Cyber Risks Drawing Increased Scrutiny in Public Company Transition
In this article, Protiviti Managing Directors Nicholas Spinks and David Taylor explain how important it is to sharpen th...
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Guides
Sarbanes-Oxley Auditor Walkthrough Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sar...
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Articles
SOX Compliance Survey: One Decade of Insights
This article highlights a decade of SOX compliance efforts documented in Protiviti’s annual Sarbanes-Oxley Compliance su...
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Audit Reports
Tax Compliance Process Report
This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
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Guides
Sarbanes-Oxley Section 404 Compliance Guide
This sample document can be used as a guide for establishing an organization’s framework and standard policy for complia...
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Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
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Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
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Checklists & Questionnaires
IT Risks and Controls SOX Compliance Questionnaire
This sample questionnaire can be used by management and board members to help determine where controls over information ...
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Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
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Checklists & Questionnaires
Code of Conduct Questionnaire
One constant for success in a rapidly changing global marketplace is the immutable bedrock of an unwavering commitment t...
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Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
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Guides
Guidance for Documenting Test Results: Sarbanes-Oxley Section 404
This guide outlines steps to complete when documenting SOX Section 404 test results.
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