The following 73 items are listed by Content Data.
Guides
Control Gap Remediation Methodology Training Guide
This guide provides Sarbanes-Oxley project teams with the steps they need to take to identify control gaps and implement...
Guides
Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide
This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
Guides
Standardizing Documentation for Internal Controls Guide
This presentation serves as a guide to achieving standardization for internal control documentation.
Subscriber Content
Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Audit Programs
Database Audit Work Program
This tool includes two sample audit programs that provide steps organizations can take to perform a database administrat...
Subscriber Content
Checklists & Questionnaires
Disclosure Controls Questionnaire
Use the questions included in this tool to ensure compliance regarding the public disclosure of management's assessment ...
Subscriber Content
Articles
SOX 404 Disclosures: An Eighteen-Year Review
Audit Analytics takes a closer look at trends in internal controls over financial reporting disclosures, spanning from f...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Process Walkthrough Questionnaire
This tool contains two sample questionnaires that provide guidance to business units in the performance of walk-throughs...
Subscriber Content
Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Subscriber Content
Audit Programs
External Financial Reporting Audit Work Program
This audit program can be used by organizations to evaluate the operating effectiveness of internal controls associated ...
Subscriber Content
Checklists & Questionnaires
Integrating Section 404 and Section 302 Compliance Questionnaire
This tool contains two sample questionnaires that can be used by management and board members to achieve a sustainable i...
Subscriber Content
Articles
Impacts of COVID-19 on Public Companies
Audit Analytics looks at the pandemic’s impacts on certain aspects of financial reporting and financial health metrics o...
Subscriber Content