The following 72 items are listed by Content Data.
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR) Testing Questionnaire
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
Subscriber Content
Checklists & Questionnaires
Spreadsheet Risk Optimization Questionnaire
This questionnaire outlines the process to identify who manages critical spreadsheets within an organization and identif...
Subscriber Content
Methodologies & Models
Business Continuity Management Methodology
This tool highlights seven phases of the business continuity management methodology, describing its benefits and the Pro...
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Articles
Evolution of SOX 404 Disclosures for EGCs
In this article, Audit Analytics analyzes SOX 404 disclosures as the target of those seeking to introduce further regula...
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Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
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Guides
Process and Activity-Level Controls Assessment Guide
This sample document can be used as a guide to assessing controls at the process or activity level.
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Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
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Guides
Guidance for Documenting Test Results: Sarbanes-Oxley Section 404
This guide outlines steps to complete when documenting SOX Section 404 test results.
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Guides
Sarbanes-Oxley Section 404 Committee Guide: Description and Relationships
This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, f...
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Checklists & Questionnaires
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
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Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content