The following 72 items are listed by Content Data.
Guides
SOX Training Guide: Remediation Efforts and Needs
An important part of complying with Sarbanes-Oxley (SOX) Section 404 is ensuring that control deficiencies are accuratel...
Subscriber Content
Audit Reports
Sarbanes-Oxley Year-End Audit Committee Report
This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
Subscriber Content
Checklists & Questionnaires
Anti-Fraud Program Evaluation Questionnaire
This document focuses on key questions for board members and management when evaluating an organization's anti-fraud pro...
Subscriber Content
Checklists & Questionnaires
Accounts Payable Internal Controls Questionnaire
Use this internal control questionnaire to perform a control self-assessment of your organization’s accounts payable ope...
Subscriber Content
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process, which includes ...
Subscriber Content
Guides
Internal Control Owner Training Guide
This guide provides an overview of the internal controls process, including objectives, implementation, timeline, owner ...
Subscriber Content
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Checklists & Questionnaires
IT General Controls Survey Questionnaire
This sample tool helps to map IT responses to various questions related to different IT general controls and related pro...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
This sample policy helps to summarize management’s approach to plan, organize, execute, document and support its assessm...
Subscriber Content
Sarbanes-Oxley CPE Courses
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.
Sarbanes-Oxley CPE Courses
Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)
This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.
Sarbanes-Oxley CPE Courses
Introduction to the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
This basic-level course provides a summary of the Sarbanes-Oxley Act and provides an overview of key sections.