Self-Assessment

The following 67 items are listed by Content Data.
Audit Reports

Internal Controls Self-Assessment Report

This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
Subscriber Content
Mon, Jan 27, 2020
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Methodologies & Models

Facilitated Self-Assessment Meetings Methodology

This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Mon, Dec 16, 2019
Methodologies & Models

Business Self-Assessment Methodology

This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Mon, Dec 9, 2019
Checklists & Questionnaires

Healthcare Management Planning Risk Assessment Questionnaire

This questionnaire is intended to be sent to managers throughout an organization in order to gather opinions on a number...
Subscriber Content
Mon, Nov 4, 2019
Checklists & Questionnaires

Human Resources Internal Controls Questionnaire

This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
Subscriber Content
Mon, Nov 4, 2019
Guides

Self-Assessment Sample Session Guide

This guide focuses on a discussion document that can be used to facilitate a business self-assessment meeting.
Subscriber Content
Mon, Aug 19, 2019
Performer Profiles

Accenture PLC: Assessing Internal Audit’s Competencies of the Future Today

In this profile, Accenture Internal Audit Services Managing Director Kathy Perrott discusses how she uses advanced techn...
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Pre-Audit Self-Assessment Questionnaire

Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. ...
Subscriber Content
Mon, Jul 22, 2019
Audit Reports

Internal Audit Activity Report: External Quality Assessment

This audit report sample focuses on the external quality assessment review (QAR) conducted for a company’s internal audi...
Subscriber Content
Mon, Jul 8, 2019
Articles

Managing Risk in an Agile Organization

This article shares Protiviti’s perspective and philosophy on establishing leading practices for ensuring that risk mana...
Subscriber Content
Mon, Jun 17, 2019
Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial Services

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Tue, Feb 19, 2019