The following 67 items are listed by Content Data.
Checklists & Questionnaires
Control Self-Assessment: Property Management Accounting Questionnaire
This sample provides points to consider during a preliminary control assessment for property management accounting funct...
Subscriber Content
Checklists & Questionnaires
Control Self-Assessment Questionnaire
The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
Subscriber Content
Checklists & Questionnaires
Preliminary Controls Self-Assessment Questionnaire
This document includes eleven sample questionnaires that internal audit can use to evaluate management's view of the org...
Subscriber Content
Audit Reports
Internal Audit Risk Assessment Audit Committee Report
This tool contains two sample audit reports that can be used by auditors to summarize the results of an internal audit r...
Subscriber Content
Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICF...
Subscriber Content
Checklists & Questionnaires
Compliance Efficiencies Questionnaire
This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk...
Subscriber Content
Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Questionnaire
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
Subscriber Content
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
Subscriber Content
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
Subscriber Content
Checklists & Questionnaires
Risk Tracking and Exception Reporting Questionnaire
This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content
Articles
Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions
This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
Subscriber Content
Checklists & Questionnaires
Controls Self-Assessment Questionnaire
The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
Subscriber Content