Self-Assessment

The following 67 items are listed by Content Data.
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Checklists & Questionnaires

Control Self-Assessment Questionnaire

The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
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Mon, Feb 21, 2022
Checklists & Questionnaires

Preliminary Controls Self-Assessment Questionnaire

This document includes eleven sample questionnaires that internal audit can use to evaluate management's view of the org...
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Mon, Jul 26, 2021
Audit Reports

Internal Audit Risk Assessment Audit Committee Report

This tool contains two sample audit reports that can be used by auditors to summarize the results of an internal audit r...
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Mon, Dec 7, 2020
Checklists & Questionnaires

​Internal Control Structure Validation Questionnaire

This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICF...
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Mon, Dec 7, 2020
Checklists & Questionnaires

Compliance Efficiencies Questionnaire

This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk...
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Mon, Nov 30, 2020
Checklists & Questionnaires

Internal Audit External Quality Assessment Process Results Questionnaire

This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
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Mon, Nov 9, 2020
Checklists & Questionnaires

Process-Based Self-Assessment Request Questionnaire

This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s proces...
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Mon, Nov 2, 2020
Checklists & Questionnaires

Process Owner Accountability Questionnaire

This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
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Mon, Oct 19, 2020
Checklists & Questionnaires

Risk Tracking and Exception Reporting Questionnaire

This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
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Mon, Oct 5, 2020
Articles

Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions

This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
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Mon, Feb 24, 2020
Checklists & Questionnaires

Controls Self-Assessment Questionnaire

The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...
Subscriber Content
Mon, Feb 17, 2020