The following 67 items are listed by Content Data.
Audit Reports
Internal Controls Self-Assessment Report
This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
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Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
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Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
This questionnaire is intended to be sent to managers throughout an organization in order to gather opinions on a number...
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Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Guides
Self-Assessment Sample Session Guide
This guide focuses on a discussion document that can be used to facilitate a business self-assessment meeting.
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Performer Profiles
Accenture PLC: Assessing Internal Audit’s Competencies of the Future Today
In this profile, Accenture Internal Audit Services Managing Director Kathy Perrott discusses how she uses advanced techn...
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Checklists & Questionnaires
Pre-Audit Self-Assessment Questionnaire
Use this questionnaire before an audit kickoff meeting to elicit input from the auditee(s) and to help focus the audit. ...
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Audit Reports
Internal Audit Activity Report: External Quality Assessment
This audit report sample focuses on the external quality assessment review (QAR) conducted for a company’s internal audi...
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Articles
Managing Risk in an Agile Organization
This article shares Protiviti’s perspective and philosophy on establishing leading practices for ensuring that risk mana...
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Checklists & Questionnaires
Process Control Questionnaire: Managing Patient Financial Services
This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
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