The following 20 items are listed by Content Data.
Articles
Sanctions Enforcement: A New Era
A look at the advances in sanctions enforcement in the U.S., the EU and the U.K. and how finance firms can reposition th...
Subscriber Content
Articles
How Firms Can Tackle Technology Risk Blind Spots to Build Resilience
Protiviti’s Ewen Ferguson and Hirun Tantirigama identify common critical technology risks and illustrate what organizati...
Subscriber Content
Articles
Serving Their Purpose? Insights on Critical and Key Audit Matters
Here, Audit Analytics analyzes the differences, viability and effectiveness of critical and key audit disclosures.
Subscriber Content
Performer Profiles
Lloyds Banking Group: Taking the Reins on Change to Drive Focused Innovation
In this profile, Paul Day, chief internal auditor at Lloyds Banking Group, explains how his team has built a culture of ...
Subscriber Content
Articles
Further Measures From the Bank of England to Support LIBOR Transition
This article outlines the Bank of England’s continuous efforts to “turbo-charge sterling LIBOR transition,” including tw...
Subscriber Content
Articles
Operational Resilience: Measuring Impact Tolerance the FAIR Way
This article explains how the Factor Analysis of Information Risk (FAIR) methodology can help organizations determine wh...
Subscriber Content
Articles
Mandatory Audit Firm Rotation in the FTSE 350
Audit Analytics examines 34 FTSE 350 companies that are required to rotate audit firms or conduct a tender process by 20...
Subscriber Content
Articles
Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations
This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
Subscriber Content
Articles
In Latest Operational Resilience Proposals for UK Institutions, Regulators Outline Expectations for Outsourcing Arrangements and Third-Party Risk Management
This article outlines the Prudential Regulation Authority’s (PRA) significant proposal, which provide the strongest indi...
Subscriber Content
Articles
Insights from Audit Opinions Across Europe Since 2010
In this article, Audit Analytics looks at auditor market share across Europe, including companies listed on regulated an...
Subscriber Content
Articles
Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions
This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
Subscriber Content
Articles
Changes to Auditor Independence Regulations: US vs. UK
This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Repo...
Subscriber Content