United Kingdom

The following 20 items are listed by Content Data.
Articles

Sanctions Enforcement: A New Era

A look at the advances in sanctions enforcement in the U.S., the EU and the U.K. and how finance firms can reposition th...
Mon, Sep 5, 2022
Articles

How Firms Can Tackle Technology Risk Blind Spots to Build Resilience

Protiviti’s Ewen Ferguson and Hirun Tantirigama identify common critical technology risks and illustrate what organizati...
Subscriber Content
Mon, Jul 5, 2021
Articles

Serving Their Purpose? Insights on Critical and Key Audit Matters

Here, Audit Analytics analyzes the differences, viability and effectiveness of critical and key audit disclosures.
Subscriber Content
Mon, Apr 5, 2021
Performer Profiles

Lloyds Banking Group: Taking the Reins on Change to Drive Focused Innovation

In this profile, Paul Day, chief internal auditor at Lloyds Banking Group, explains how his team has built a culture of ...
Subscriber Content
Mon, Jan 11, 2021
Articles

Further Measures From the Bank of England to Support LIBOR Transition

This article outlines the Bank of England’s continuous efforts to “turbo-charge sterling LIBOR transition,” including tw...
Subscriber Content
Mon, Sep 21, 2020
Articles

Operational Resilience: Measuring Impact Tolerance the FAIR Way

This article explains how the Factor Analysis of Information Risk (FAIR) methodology can help organizations determine wh...
Subscriber Content
Mon, Sep 14, 2020
Articles

Mandatory Audit Firm Rotation in the FTSE 350

Audit Analytics examines 34 FTSE 350 companies that are required to rotate audit firms or conduct a tender process by 20...
Subscriber Content
Mon, Sep 7, 2020
Articles

Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations

This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
Subscriber Content
Mon, Jun 29, 2020
Articles

In Latest Operational Resilience Proposals for UK Institutions, Regulators Outline Expectations for Outsourcing Arrangements and Third-Party Risk Management

This article outlines the Prudential Regulation Authority’s (PRA) significant proposal, which provide the strongest indi...
Subscriber Content
Mon, Jun 1, 2020
Articles

Insights from Audit Opinions Across Europe Since 2010

In this article, Audit Analytics looks at auditor market share across Europe, including companies listed on regulated an...
Subscriber Content
Mon, Mar 23, 2020
Articles

Operational Resilience Supervision Moves into High Gear with Latest Consultation Papers for UK Institutions

This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...
Subscriber Content
Mon, Feb 24, 2020
Articles

Changes to Auditor Independence Regulations: US vs. UK

This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Repo...
Subscriber Content
Mon, Feb 24, 2020